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CISG公约在中国的适用问题研究

发布时间:2019-06-10 18:42
【摘要】:20世纪以来,随着经济全球化和贸易自由化的日益扩展和深化,1980年《联合国国际货物销售合同公约》逐渐成为目前调整国际货物买卖领域中最重要的国际统一实体法。近年来,随着国际经济全球化的发展,公约的优势日渐明显,无论是法院还是仲裁机构对公约的适用都呈现出明显激增的态势。然而,CISG公约的缺陷也日益显现。由于公约是各国经过协商后而妥协的产物,从而决定了公约调整问题的局限性和不明确性,而这些局限性致使公约在我国适用时问题重重。 在立法方面,我国法律对CISG适用有关的法律规定或存在争议或出于空白状态,如对《中华人民共和国民法通则》第142条的理解存在较大的争议,而最新颁布的《中华人民共和国涉外民事法律关系适用法》中亦未提及此问题;同时,我国虽规定可以适用1987年最高人民法院转发对外经济贸易部《关于执行联合国国际货物销售合同公约应注意的几个问题》的通知来解决公约适用时出现的部分问题,但由于缺乏具体适用规定,致使法院和冲裁机关在处理同性质的纠纷时得出不同的结论。本文通过分析我国法院以及仲裁机关处理的案件中涉及CISG公约在我国的适用规定和不同司法实践中的具体做法,结合权威学者的相应观点,深入探讨关于CISG公约在我国的法律适用问题。 本文主要探讨CISG公约在我国的法律适用问题,分为以下五个部分: 第一部分是CISG公约的概述,主要阐述CISG公约的基本理论及其特点和适用方式等内容,为后面的论述作基础性铺垫。 第二部分是CISG公约在中国的适用,分别介绍了含义、明确了适用的地域范围、说明适用CISG公约的原因以及中国目前有关CISG公约适用的立法现状。 第三部分是CISG公约在我国法院的适用,对公约规定的约定适用制度、直接适用制度、双边协定、我国对公约所作出的保留进行介绍,指出法院在适用CISG公约时存在的问题,以探寻准确、高效适用CISG公约的可行性规则。 第四部分是CISG公约在我国仲裁中的适用。分析了仲裁机构的性质、对比仲裁与法院的区别,同时结合CISG公约具体适用情形指出CISG公约在仲裁中适用存在的问题。 第五部分是完善CISG公约在我国适用的建议,这部分主要针对CISG公约在我国适用中产生的问题,提出实践中可操作的方法和可行性的完善建议。
[Abstract]:Since the 20th century, with the increasing expansion and deepening of economic globalization and trade liberalization, the 1980 United Nations Convention on contracts for the International Sale of goods has gradually become the most important international unified substantive law in the field of international sale of goods. In recent years, with the development of international economic globalization, the advantages of the Convention are becoming more and more obvious, both the courts and arbitration institutions have shown an obvious surge in the application of the Convention. However, the shortcomings of the CISG Convention are also becoming more and more obvious. Since the Convention is the product of compromise after consultation, it determines the limitations and uncertainty of the adjustment of the Convention, which leads to many problems in the application of the Convention in our country. In terms of legislation, there are disputes or gaps in the application of relevant legal provisions to CISG in the laws of our country, such as the understanding of Article 142 of the General principles of the Civil Law of the people's Republic of China. This issue is not mentioned in the newly promulgated Law of the people's Republic of China on the Application of Foreign-related Civil legal Relations. At the same time, although China stipulates that the Supreme people's Court may apply the 1987 notice of the Supreme people's Court to transmit to the Ministry of Foreign Economic and Trade the "several problems that should be paid attention to in the implementation of the United Nations Convention on contracts for the International Sale of goods" to solve some of the problems arising in the application of the Convention, However, due to the lack of specific applicable provisions, the court and the penalty organ draw different conclusions when dealing with disputes of the same nature. This paper analyzes the applicable provisions of CISG Convention in China and the specific practices in different judicial practices in the cases dealt with by Chinese courts and arbitration organs, and combines the corresponding views of authoritative scholars. This paper probes into the legal application of CISG Convention in China. This paper mainly discusses the legal application of CISG Convention in our country, which is divided into the following five parts: the first part is an overview of CISG Convention, which mainly expounds the basic theory, characteristics and applicable methods of CISG Convention. Pave the way for the following discussion. The second part is the application of CISG Convention in China, which introduces the meaning, clarifies the geographical scope of application, explains the reasons for the application of CISG Convention and the current legislative situation of CISG Convention application in China. The third part is the application of the CISG Convention in the courts of our country, the application system of the agreement stipulated in the Convention, the direct application system, the bilateral agreement, the reservation made by our country, and points out the problems existing in the application of the CISG Convention by the court. In order to explore the feasibility rules of accurate and efficient application of CISG Convention. The fourth part is the application of CISG Convention in arbitration in our country. This paper analyzes on the nature of the arbitration institution, compares the differences between the arbitration and the court, and points out the problems existing in the application of the CISG Convention in arbitration combined with the specific application of the CISG Convention. The fifth part is the suggestion of perfecting the application of CISG Convention in our country, this part mainly aims at the problems arising from the application of CISG Convention in our country, and puts forward the feasible methods and feasible suggestions in practice.
【学位授予单位】:北方工业大学
【学位级别】:硕士
【学位授予年份】:2013
【分类号】:D997.1;D925.7

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