互联网非公开股权融资监管法律制度研究
发布时间：2018-01-10 18:21
本文关键词：互联网非公开股权融资监管法律制度研究 出处：《北京交通大学》2016年硕士论文 论文类型：学位论文
更多相关文章： 互联网非公开股权融资监管 投资者保护 互联网非公开股权融资平台 信息披露
【摘要】：我国在互联网金融中的非公开股权融资处于刚刚起步的阶段,表现出成本较低、受众面较广、效率高等特征,可以在一定程度上有效地解决中小型企业融资难和发展慢的问题。当然,互联网非公开股权融资模式有利有弊,因其尚处于初步发展阶段,监管规则不够完善,在实践中容易累积融资风险,在融资进行当中难免会与现行法律法规产生冲突。因此,规避风险,改善和加强监管制度是当务之急；完善互联网非公开股权融资监管制度,有助于妥善地协调融资与投资者保护的关系。美国JOBS法案所颁布的有关互联网股权融资监管的规定对我国有一定的借鉴意义,但考虑到我国的具体国情和现行法律框架,要想解决中小企业融资难的顽疾,不能简单复制美国模式,需要根据我国现状建立合理合法的监管体系,找到一条适合中国国情的互联网非公开股权融资之路。全文分为五个章节,具体如下：第一章是引言,主要是对论文的题目进行解释,对研究背景做一个简要阐述。第二章主要从互联网非公开股权融资监管概述,互联网非公开股权融资的特点、互联网非公开股权融资监管的主体、对象和主要内容、互联网非公开股权融资监管的含义及其必要性多个层面进行阐述。第三章阐述的是我国互联网非公开股权融资监管中出现的问题与不足之处,主要包括投资者保护和认证方面的不足、互联网非公开股权融资平台存在的法律风险防范监管方面的不足、对于发行人要求的不足、信息披露要求不完善等问题。第四章主要针对美国JOBS法案的规定,分析其对中国互联网非公开股权融资监管的借鉴意义和借鉴的合理性。第五章是通过借鉴JOBS法案,对我国互联网非公开股权融资监管现状中出现的问题提出改进的建议。
[Abstract]:China's private equity financing in Internet finance is just in its infancy, showing the characteristics of low cost, wide audience, high efficiency and so on. To some extent, it can effectively solve the financing difficulties and slow development of small and medium-sized enterprises. Of course, Internet private equity financing mode has advantages and disadvantages, because it is still in the initial stage of development, regulatory rules are not perfect. It is easy to accumulate the financing risk in practice, and it will inevitably conflict with the current laws and regulations in the process of financing. Therefore, it is urgent to avoid the risk and improve and strengthen the supervision system. We will improve the regulatory system for private equity financing on the Internet. It is helpful to coordinate the relationship between financing and investor protection properly. The regulation on Internet equity financing issued by the JOBS Act of the United States has certain reference significance to our country. However, considering the specific situation of our country and the current legal framework, in order to solve the problem of financing difficulties of small and medium-sized enterprises, we can not simply copy the American model, we need to establish a reasonable and legal regulatory system according to the current situation of our country. This paper is divided into five chapters: the first chapter is the introduction, mainly to explain the topic of the thesis. The second chapter mainly from the Internet private equity financing regulatory overview, Internet private equity financing characteristics, Internet private equity financing supervision of the main body. The object and main content, the meaning and necessity of the supervision of private equity financing on the Internet. The third chapter expounds the problems and deficiencies in the supervision of private equity financing on the Internet in China. Mainly includes the lack of investor protection and certification, the lack of legal risk prevention and supervision of Internet private equity financing platform, the lack of requirements for issuers. The information disclosure requirement is not perfect and so on. Chapter 4th mainly focuses on the provisions of the JOBS Act of the United States. This paper analyzes the significance and rationality of its reference to the regulation of private equity financing on the Internet in China. Chapter 5th refers to the JOBS Act. This paper puts forward some suggestions for improvement of the problems in the supervision of private equity financing on the Internet in China.
【学位授予单位】：北京交通大学
【学位级别】：硕士
【学位授予年份】：2016
【分类号】：D922.287
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