公司分拆上市法律监管的制度逻辑与建构

发布时间：2018-01-14 23:20

本文关键词：公司分拆上市法律监管的制度逻辑与建构　出处：《西南政法大学学报》2017年04期 　论文类型：期刊论文

【摘要】：对于上市公司分拆上市法律监管需秉持证券市场的公平、自由与效率理念,但又要适度平衡或重点规范分拆导致的利益冲突,以有效防范和化解可能引发的金融市场风险。秉持类型化与重点领域监管并重的理念,在具体规制路径和策略上,应从三个方面加以制度建构。一是完善公司分立制度,明确兄弟公司分拆上市的制度基础;二是建立分拆上市制度,重点就母子公司分拆上市的内部决策机制、利益输送、关联交易等风险进行规范和监管;三是尽快修订《公司法》和《证券法》的相关规定。
[Abstract]:For listed companies to split the listing of legal supervision should uphold the concept of equity, freedom and efficiency of the securities market, but also to moderate balance or focus on regulating the separation of interests caused by conflict of interest. In order to effectively prevent and resolve the possible financial market risks and uphold the concept of typology and supervision in key areas of equal importance in the specific regulatory path and strategy. We should construct the system from three aspects: first, perfect the system of separation of companies and make clear the institutional basis of the separation and listing of brother companies; The second is to establish the system of splitting and listing, focusing on the internal decision-making mechanism, interest transmission, related party transactions and other risks to regulate and supervise the splitting and listing of parent and subsidiary companies; Third, amend the relevant provisions of the Company Law and the Securities Law as soon as possible.
【作者单位】：西南政法大学;
【基金】：中国法学会部级法学研究课题“双重上市法律制度研究”(CLS[2015]C35)
【分类号】：D922.287;D922.291.91
【正文快照】： 引言上市公司分拆上市,是当前金融市场出现频率较高的热词,通常指已上市公司将其部分业务或者某个子公司独立出来,另行公开招股上市、在资本市场上融资的过程和结果。我国现行《公司法》《证券法》等法律法规对此尚无明文规定。境外成熟金融市场,上市公司分拆上市已较为普遍。

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