浅析“新三板”法律问题

发布时间：2018-01-15 05:33

本文关键词：浅析“新三板”法律问题　出处：《延边大学》2015年硕士论文　论文类型：学位论文

【摘要】：全国中小企业股份转让系统,即“新三板”,自2006年1月16日正式启动以来,在我国的资本市场上逐步活跃,为企业在发展、融资的航向图上,划定了一个新坐标。自2011年“新三板”试点扩容以来,北京中关村、武汉东湖、上海张江、天津滨海等四个国家高新区进入试点,且有200多家企业挂牌,“新三板”这个新兴名词开始在我国的资本市场上走红。那么,“新三板”从何而来?它需要达到的挂牌条件是什么?其现状如何?在现存法律框架内它在政策法规中享受何种优惠,又受何限制?而与此同时挂牌“新三板”的过程中又有哪些法律问题待需改进?本文通过概述“新三板”的由来及其挂牌条件,介绍了资本市场中一种新的股份转让方式。同时,通过阐述“新三板”的市场现状,结合我国现有的法律法规分析其优势和待需改进之处。最后,对“新三板”在挂牌前后的过程中应当注意到的法律问题,提出了一些建议。
[Abstract]:The National SME share transfer system, namely the "new three", since January 16, 2006 officially launched, has become active in the capital market of our country, for the enterprise in the development, financing course chart, delineated a new coordinate. Since 2011, the "new three" pilot expansion since the Beijing Zhongguancun, Wuhan East Lake, Shanghai Zhangjiang Tianjin Binhai, four national high-tech zones in the pilot, and there are more than 200 companies listed, "this new term new three" became popular in the capital market of our country. So, the "new three" come from? It needs to be listed conditions is what? The existing legal framework in the current situation? It enjoys what kind of preferential policies and regulations in, and subject to any restrictions? While listing "new three" what are the legal problems need to be improved? This paper makes a brief introduction of the "new three" origin and listing a A, this paper introduces a new way of transfer of shares in the capital market. At the same time, through the elaboration of "new three board market situation", and analyzes the advantages and improvements needed to be combined with our existing laws and regulations. Finally, legal issues of "new three" should be in the process of listing before and after the notice, put forward a number of recommendations.

【学位授予单位】：延边大学
【学位级别】：硕士
【学位授予年份】：2015
【分类号】：D922.291.91

【参考文献】