自定义可疑交易监测的有效性

发布时间：2018-01-29 21:43

本文关键词： 可疑交易金融机构有效性监测标准定义洗钱风险管理办法反洗钱工作人民银行反洗钱监管　出处：《中国金融》2017年17期 　论文类型：期刊论文

【摘要】：正《金融机构大额交易和可疑交易报告管理办法》(以下简称《管理办法》),在规章层面明确了金融机构切实履行可疑交易报告义务的新要求,取消了法定可疑交易报告标准,明确了以"合理怀疑"为基础的可疑交易报告要求,赋予了金融机构自行制定本机构可疑交易监测标准的职责。因此,提升金融机构自定义可疑交易监测的有效性是贯彻落实好《管理办法》的重要抓手,也是当前金融机构
[Abstract]:The "measures for the Administration of large amount transactions and suspicious transaction reports of Financial institutions" (hereinafter referred to as the "measures for Management") has clarified the new requirements for financial institutions to effectively fulfill their STR obligations at the regulatory level. The statutory STR standards have been eliminated, STR requirements based on "reasonable suspicion" have been clarified, and financial institutions have been given the responsibility to develop their own STR standards... Enhancing the effectiveness of self-defined suspicious transaction monitoring by financial institutions is an important part of implementing the "Management measures" and is also the current financial institution.
【作者单位】：中国人民银行长春中心支行;
【分类号】：D922.28;F832
【正文快照】： 《金融机构大额交易和可疑交易报告管理办法》(以下简称《管理办法》),在规章层面明确了金融机构切实履行可疑交易报告义务的新要求,取消了法定可疑交易报告标准,明确了以“合理怀疑”为基础的可疑交易报告要求,赋予了金融机构自行制定本机构可疑交易监测标准的职责。因此,提

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