近代中国证券监管思想的演变探析

发布时间：2018-02-02 13:15

本文关键词： 近代中国证券市场证券监管经济思想　出处：《中南财经政法大学学报》2017年03期 　论文类型：期刊论文

【摘要】：近代中国的证券市场得到一定程度的发展,成为近代市场经济体系的重要组成部分。但由于时代大环境的约束,中国近代证券市场存在诸多不规范之处,如何加强对证券市场的监管逐渐成为社会各界广泛关注的问题,因而产生了比较丰富的证券监管思想与监管规制。晚清时期的证券监管思想主要涉及对股票发行的监管,北京政府时期的证券监管思想主要围绕公债与交易所的监管问题进行讨论,而南京国民政府时期的证券监管思想主要体现为对证券业发展与整体国民经济关系的认识更加深化以及证券监管法规内容的进一步完善,这三个时期证券监管思想的演变呈现出一种动态的递进关系。
[Abstract]:The securities market in modern China has developed to a certain extent and become an important part of the modern market economy system. However, due to the constraints of the times, there are many irregularities in the securities market in modern China. How to strengthen the supervision of the securities market has gradually become a widespread concern of the community. As a result, a wealth of securities regulatory ideas and regulatory regulations. The late Qing Dynasty securities regulatory ideology mainly involved in the regulation of stock issuance. During the period of Beijing government, the idea of securities supervision mainly focused on the issue of the supervision of public bonds and exchanges. However, the thought of securities supervision during the period of Nanjing National Government is mainly reflected in the deepening of the understanding of the relationship between the development of the securities industry and the overall national economy and the further improvement of the content of the securities regulatory laws and regulations. The evolution of securities supervision in these three periods presents a dynamic progressive relationship.
【作者单位】：中南财经政法大学经济学院;
【基金】：国家社会科学基金重点项目“中国近代外文经济思想文献整理与研究”(15AJL008) 中南财经政法大学博士研究生创新教育计划暨中央高校基本科研业务费资助项目“近代中国金融监管思想研究(1897-1949)”(2015BZ0303)
【分类号】：D922.287;F832.9
【正文快照】： 证券监管,顾名思义是证券监督和证券管理的综合称谓,它是指监管主体通过一定的规则和程序对证券市场参与者的行为进行规范和干预。近年来,中国证券监管问题的相关理论研究成果开始出现,研究这一领域的队伍逐渐壮大,研究范围全方位拓展,研究方法也有所突破,对近代时期的中国证

【相似文献】