协议控制模式及其法律规制研究

发布时间：2018-03-02 00:18

本文关键词： 协议控制模式法律规避法律规制　出处：《华东政法大学》2016年硕士论文　论文类型：学位论文

【摘要】：20世纪90年代,我国为了维护国家经济产业安全,就在很多领域(如增值电信领域)设立了严格的外资准入限制,但对于互联网类新兴产业来说,资金对其发展非常重要。2000年,新浪首创协议控制模式海外成功上市,之后十多年间,越来越多互联网公司采用此种模式成功海外上市。随着其运用愈加频繁,其缺陷也愈加显现,支付宝、宝生钢铁事件等有所体现。而国内对协议控制模式的监管一直处于灰色地带,合法性定性不明,未出台完善的法律法规,相关部门对其加强管控亟不可待。2015年1月《外国投资法》(草案)的出台,可见我国相关部门对其监管愈加重视。本文正是基于此背景,对协议控制模式的基本理论、法律规制的现状进行研究和阐述,并对其法律规制提出相应的建议与对策。本文共分为五章。第一章为问题的提出,阐述了近几年利用协议控制模式海外上市出现问题的企业,并以此来引出此种模式存在的问题;第二章为协议控制模式的基本理论,对其定义、法律本质、发展历程及其中的核心控制协议进行了分析;第三章为协议控制模式境外上市及其法律风险,阐述了利用此种模式境外上市的流程及存在的风险,为后文的法律规制形成铺垫;第四章为协议控制模式的国内外法律规制现状,阐述了国内对其法律规制的法律法规,及境外对其的规制,以此形成对比和借鉴;最后一章为其法律规制的完善建议,根据最新《外国投资法》(草案)提出其未来可能发展道路,并根据现存问题,对国内相关法律法规、资本市场制度提出建议,以期营造完善的资本市场环境,促进经济发展。
[Abstract]:In 1990s, China in order to safeguard national economic security industry, in many areas (such as the value-added telecommunication) set up foreign investment restrictions, but for the Internet and emerging industries, funds for its development is very important in.2000, Sina pioneered the protocol control mode successfully listed overseas, after more than 10 years, more and more overseas by Internet Co this model listed success. With the use of more frequent, the defect is more apparent, Alipay, Buddha steel events reflected. While the domestic regulatory control mode of the protocol has been in a gray area, the legitimacy of the qualitative unknown, not the introduction of laws and regulations, the relevant departments to strengthen management and control can not be urgent.2015 year in January "foreign investment law" (Draft) issued, so our relevant regulatory authorities for its more attention. This article is based on this background, the protocol control mode The basic theory, research and elaborate the status quo of legal regulation, and puts forward some suggestions and Countermeasures of the legal regulation. This paper is divided into five chapters. The first chapter puts forward the question, elaborated in recent years with the protocol control mode of overseas listing problems of the enterprise, and this leads to the mode of existence the problem; the second chapter is the basic theory of the protocol control mode, the definition, legal nature, development process and the core control protocol is analyzed; the third chapter is the protocol control mode of overseas listing and its legal risk, elaborated with the mode of overseas listing process and risks for the legal regulation of the the formation of bedding; fourth chapter is the domestic and foreign status quo of the legal regulation mode control protocol, expounds the legal regulation of the domestic and overseas laws and regulations, to regulate it, thus forming a contrast and reference; the most After a chapter perfect suggestion to the legal regulation, according to the latest "foreign investment law" (Draft) put forward its future development path, and according to the existing problems of domestic laws and regulations, proposed the capital market system, in order to create the perfect capital market environment, promote economic development.

【学位授予单位】：华东政法大学
【学位级别】：硕士
【学位授予年份】：2016
【分类号】：D922.295

【相似文献】