法律如何影响金融:自法系渊源的视角

发布时间：2018-03-03 12:47

本文选题：法律与金融　切入点：法系渊源　出处：《华东政法大学学报》2015年01期 　论文类型：期刊论文

【摘要】：法律对金融之影响机制指向投资者保护程度,其具体机制有三:内在的公司治理、外在的通过法院的司法被动保护和国家的主动干预。第一种机制由于仍然依赖法院而难以自足,故相对不重要;后两种机制意义较大且和一国法系渊源关联密切。法系渊源会深刻影响国家机构的组织方式及权力运作方式。相对而言,普通法传统可能更有利于金融发展。因为其司法能动性有利于灵活保护投资者、惩戒新型不当行为,较强的司法独立也有助于减少不必要的国家干预。而大陆法系特别是法国法系司法机构较弱,国家干预过多,会对金融发展产生不利影响。虽然法系渊源并不意味着决定性的出身论,但人们应以此为鉴,进行相应的法律改革,如减少对金融市场的国家干预,增强法院在金融市场中的作用。
[Abstract]:The influence mechanism of law on finance points to the degree of investor protection. There are three specific mechanisms: internal corporate governance, The external judicial passive protection through the court and the active intervention of the state. The first mechanism is relatively unimportant because it is still dependent on the court and is difficult to be self-sufficient; The latter two mechanisms are of great significance and are closely related to the sources of a country's legal system, which have a profound impact on the way in which state institutions are organized and how their powers operate. The common law tradition may be more conducive to financial development because its judicial activism is conducive to the flexible protection of investors and the punishment of new types of misconduct. Stronger judicial independence also helps to reduce unnecessary State interference, while civil law systems, particularly French ones, have weak judicial institutions and too much State intervention. It has a negative impact on financial development. While legal origin does not imply a decisive theory of origin, it should be used as a guide for corresponding legal reforms, such as reducing State intervention in financial markets, Enhance the role of the courts in financial markets.
【作者单位】：中央财经大学法学院;
【基金】：中央财经大学科研创新团队支持计划资助
【分类号】：D912.28

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