企业纵向合并中的反垄断问题研究

发布时间：2018-03-06 19:40

本文选题：纵向合并　切入点：反垄断审查　出处：《江南大学》2015年硕士论文　论文类型：学位论文

【摘要】：企业合并是市场经济中的一种常见而重要的活动,但企业合并后的市场支配地位有可能增强而产生垄断行为,因此企业合并一直是反垄断法审查控制的重要内容。对于横向合并,在产业组织理论中已经对其反竞争效应与福利影响有了较为成熟的理论解释。纵向合并涉及到上下游不同的市场,其相关的反垄断审查分析更为复杂。一方面表现在纵向合并有可能会在两个市场中传导垄断势力、产生市场封锁效应破坏竞争；另一方面,较于横向合并,纵向合并能够节约交易成本,消除多重边际加价从而提升经济效率。因此对于纵向合并需要不同于横向合并的反垄断分析方法。我国对企业合并反垄断审查的实体标准中并没有区分横向合并和纵向合并,文章运用经济学模型和分析方法,逐步推导出了适于企业纵向合并的反垄断审查步骤和方法,并对中国反垄断法体系提出建议。文章主要内容如下：第一章,绪论。对本文的研究背景和研究意义进行介绍,在梳理国内外研究动态的基础上,确定本文的研究内容和研究方法。并提出可能的创新和不足之处。第二章,对相关概念内涵及理论进行阐述。第三章,我国企业纵向合并反垄断审查的现状。详细介绍了我国在企业纵向合并反垄断审查的发展现状,并指出在政策上和实践上的主要问题。第四章,企业纵向合并中的反垄断分析。本章对企业纵向合并中的反垄断问题进行分析,具体包括企业纵向合并的市场界定、市场势力和安全港制度、反竞争效应及效率抗辩问题。在这部分区分了纵向合并与横向合并的实体标准,并采用了一系列经济学分析方法和模型来阐述。第五章,企业纵向合并反垄断政策的国际比较。本章对欧盟和美国的纵向合并反垄断的相关法律进行对比分析。美国、欧盟在对企业纵向合并的反垄断审查历史较长,内容也比较完善。而且其反垄断审查的实体分析很好得运用了经济学原理及模型,在纵向合并反垄断审查方面值得我国借鉴。第六章,我国企业纵向合并反垄断的案例分析。该部分以近年商务局附条件批准的纵向合并案——微软合并诺基亚这一案例进行具体的反垄断分析。从市场界定、市场势力和安全港制度、反竞争效应及效率因素等方面进行了分析,并评析了商务部的的判决。第七章,结论与政策建议。对本文研究结论进行了总结,并对我国纵向合并反垄断政策及实践提出相关建议。
[Abstract]:Enterprise merger is a common and important activity in market economy. Therefore, enterprise merger has always been an important part of the review and control of anti-monopoly law. In the theory of industrial organization, there has been a more mature theoretical explanation of its anti-competitive effect and welfare effect. Vertical merger involves different markets upstream and downstream. The related antitrust review and analysis are more complicated. On the one hand, vertical merger may transmit monopoly power in two markets, resulting in market blockade effect to destroy competition; on the other hand, compared with horizontal merger, Vertical mergers can save transaction costs, Elimination of multiple marginal markups improves economic efficiency. Therefore, vertical mergers need antitrust analysis methods different from horizontal mergers. There is no distinction between horizontal mergers and vertical mergers in the substantive standards of corporate merger antitrust review in China. Using the economic model and analysis method, the paper gradually deduces the steps and methods of anti-monopoly examination suitable for vertical merger of enterprises, and puts forward some suggestions to the system of anti-monopoly law of China. The main contents of this paper are as follows: chapter one, Introduction. The research background and significance of this paper are introduced. On the basis of combing the research trends at home and abroad, the research content and research methods of this paper are determined, and the possible innovations and deficiencies are proposed. The third chapter, the current situation of vertical merger antitrust review of Chinese enterprises. The development of vertical merger antitrust review in China is introduced in detail. It also points out the main problems in policy and practice. Chapter 4th, the antitrust analysis in vertical merger of enterprises. This chapter analyzes the antitrust problem in vertical merger of enterprises, including the market definition of vertical merger of enterprises. Market power and safe harbour system, anti-competitive effect and efficiency defense. In this part, the entity standard of vertical merger and horizontal merger is distinguished, and a series of economic analysis methods and models are used to explain. 5th, International comparison of Vertical merger Antimonopoly policies of Enterprises. This chapter makes a comparative analysis of the laws related to vertical merger in the EU and the United States. In the United States, the EU has a long history of antitrust review of vertical merger of enterprises. The content is also relatively perfect. Moreover, the entity analysis of its antitrust review has made good use of economic principles and models, and is worthy of our country's reference in the aspect of vertical merger antitrust review. Chapter 6th, The case study of vertical merger and antitrust of Chinese enterprises. This part is based on the case of vertical merger approved by the Bureau of Commerce in recent years-Microsoft merger of Nokia. From the market definition, market power and safe harbour system, The anti-competitive effect and efficiency factors are analyzed, and the judgment of Ministry of Commerce. 7th chapter, conclusions and policy recommendations are analyzed. The conclusions of this paper are summarized. And put forward the related suggestion to our country vertical merger antitrust policy and practice.
【学位授予单位】：江南大学
【学位级别】：硕士
【学位授予年份】：2015
【分类号】：D922.294

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