金融中介机构法律监管机制研究

发布时间：2018-03-24 11:13

本文选题：中介机构　切入点：功能　出处：《学术论坛》2016年04期

【摘要】：民间金融机构的成长是市场成熟之必然结果 ,加强"看门人"群体管制则是实现金融行业健康发展的基础。政府监管与行业监管并进是解决当下监管困境中法律规则粗泛、中介行业恶性竞争、雇用机制设计空缺、行业及从业人员道德伦理滑坡等问题的关键。完善"看门人"制度应从建立健康高效的金融市场角度出发,以服务社会的责任理念为指引,以严格的治理规则设计为方向,以渐进式改革模式作为完善金融中介机构法律监管机制的实现路径。
[Abstract]:The growth of private financial institutions is the inevitable result of market maturity, and strengthening the "gatekeeper" group control is the basis for the healthy development of the financial industry. The key to the problems such as vicious competition in intermediary industry, vacancy of employment mechanism design, moral and ethical decline of industry and practitioners, etc. To perfect the "gatekeeper" system should be based on the establishment of a healthy and efficient financial market. Guided by the concept of responsibility of serving the society, the design of strict governance rules is taken as the direction, and the gradual reform mode is taken as the way to perfect the legal supervision mechanism of financial intermediary institutions.
【作者单位】：吉林财经大学法学院;吉林大学法学院;
【基金】：教育部青年基金项目“中国金融体制改革中民间借贷规范化研究”(12YJC820014) 吉林省社会科学基金项目“大数据时代吉林省互联网金融业风险依法治理研究”(2015A11)
【分类号】：D922.28;F832.3

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