丝路经济带战略背景下新疆地方资本市场法制建设研究

发布时间：2018-03-26 16:46

本文选题：地方资本市场　切入点：法制建设　出处：《新疆大学》2017年硕士论文

【摘要】：大力建设多层次资本市场是经济结构全新环境下我国为契合国民经济增长需要而进行的资本市场体系建设安排。在资本市场整体结构中,建设各层面全覆盖的资本市场,尤其是重点建设地方性资本市场,不仅是清理各类交易场所、规范市场秩序的客观需要,又是加大资本市场支持经济社会发展薄弱领域、解决中小微型企业融资难融资贵问题的客观需要,更是深化资本市场服务实体经济、支持各地区经济特别是民族地区经济发展的客观需耍。我国国土辽阔,民族多样,民族地区经济水平整体落后,无法准确利用资本市场相关功能带动本地区经济发展,处于丝路经济带核心的新疆地区更应该抓住这次机遇,努力建设本地区的资本市场,带动区域经济发展。长期以来,新疆地区经济发展中,习惯用陈旧的建设模式筹集资金,忽视了资本市场的众多功能,减弱了资源配置的效率。新疆很多企业由于发展模式、效益落后等原因无法在沪深证券交易所上市,不能通过大范围成熟资本市场筹集资金。依赖国家政策的关注而分配名额或是依靠政策性指导带动信贷发展,不能从根本上改变新疆地区长远发展面临的资金短缺和结构不合理问题。由此可见,新疆急需建立主要服务于本区域的地方资本市场。本文立足资本市场相关原理与实践,梳理我国地方资本市场发展过程及法律建设理念,借鉴美国地方资本市场相关法制建设经验成果,具体着眼新疆地区,结合丝路经济带战略的政策影响,对新疆地方资本市场如何有效运行提出法制建设构想。文章结构分为五个部分:第一部分先简单介绍地方资本市场的概念、组织形式、构建及发展理念以及我国地方资本市场法制发展历程;第二部分首先从美国资本市场法律体系监管现实出发,寻找可以为我国地方资本市场的法制建设所借鉴之处及经验启示。第三部分分析丝路经济带战略为新疆地方资本市场建设带来的促进作用以及新疆地方资本市场对丝路经济带长期发展的推动作用。第四部分阐述当前新疆地方资本市场法制建设的现实困境,为寻找相应的解决办法做铺垫。第五部分为新疆地方资本市场如何建立法制框架提供制度上的建议和构想。
[Abstract]:The construction of multi-level capital market is the arrangement of the capital market system in our country to meet the needs of the national economy under the new environment of economic structure. In the overall structure of the capital market, it is necessary to build a capital market that covers all levels of the capital market. In particular, focusing on the construction of local capital markets is not only an objective need to clean up all kinds of trading places and standardize market order, but also a weak area in which capital markets support economic and social development. The objective need to solve the problem of difficult financing for small and medium-sized microenterprises is to deepen the capital market to serve the real economy and to support the economic development of various regions, especially the minority regions. China has a vast territory and diverse nationalities. The overall economic level of the ethnic minority areas is backward, and it is impossible to accurately use the relevant functions of the capital market to drive the economic development of the region. Xinjiang, which is at the core of the Silk Road Economic Belt, should seize this opportunity and strive to build up the capital market in this region. Promoting regional economic development. For a long time, in the economic development of Xinjiang, the old construction model has been used to raise funds, neglecting the numerous functions of the capital market and weakening the efficiency of the allocation of resources. Many enterprises in Xinjiang have, as a result of the development model, For reasons such as lagging benefits, they cannot be listed on the Shanghai and Shenzhen stock exchanges, they cannot raise funds through a wide range of mature capital markets, and rely on the attention of state policies to allocate quotas or rely on policy guidance to promote the development of credit. The shortage of funds and the unreasonable structure faced by the long-term development of Xinjiang cannot be fundamentally changed. It can be seen that Xinjiang urgently needs to establish a local capital market which mainly serves the region. This paper bases itself on the relevant principles and practices of the capital market. Combing the development process of our local capital market and the concept of legal construction, drawing lessons from the experience of the legal construction of the American local capital market, focusing on the Xinjiang region and combining the policy impact of the Silk Road Economic Belt strategy. The article is divided into five parts: the first part briefly introduces the concept and organization of local capital market. The construction and development of the concept and the development of local capital market legal system in China. The second part is based on the regulatory reality of the American capital market legal system. The third part analyzes the promoting effect of the Silk Road Economic Belt on the construction of the local capital market in Xinjiang and the local capital market in Xinjiang. The fourth part expounds the current situation of the legal construction of the local capital market in Xinjiang. The fifth part provides suggestions and ideas on how to establish the legal framework of the local capital market in Xinjiang.
【学位授予单位】：新疆大学
【学位级别】：硕士
【学位授予年份】：2017
【分类号】：D922.287

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