地方金融监管协同机制的法律构造

发布时间：2018-03-28 22:10

本文选题：地方金融　切入点：金融监管　出处：《现代经济探讨》2017年02期

【摘要】：地方金融的监管分权试验已经开始,但尚未完全铺开,从既有的分权实践、未来发展与理论研究来看,此时在地方金融监管分权"授予-行使"的框架下、展开对地方金融监管协同问题的研究实属必要。研究之展开须从既往笼统性阐述向微观细化转换,具体是地方金融监管协同应涵括哪些内容应予以厘清,究竟是仅仅涵括监管执法实践中的协同,抑或是将监管权授予中的协同纳入其统摄之列。同时结合金融监管事项在不同金融监管部门之间的分配与授予,明晰地方金融监管权"行使"中协同的三种基本类型:监管协助、监管协调、监管协作。是故,我国地方金融监管协同机制构建实践及其思路的阐明,须以地方金融监管权的授予与行使中的协同,以及行使中协同的类型为理论基点。
[Abstract]:The experiment of local financial supervision decentralization has already begun, but it has not been completely spread out. From the existing decentralization practice, future development and theoretical research, under the framework of "grant-exercise" of local financial supervision decentralization, It is necessary to carry out the research on the coordination of local financial supervision, which should be transformed from the general description to the micro detail, and what should be included in the coordination of local financial supervision should be clarified. Does it include only the coordination in the practice of supervision and enforcement, or does it include the coordination in the grant of supervision power into its control. At the same time, it combines the allocation and award of financial supervision matters among different financial regulators. There are three basic types of coordination in the exercise of the right of local financial supervision: supervision assistance, supervision coordination and supervision cooperation. It is necessary to base on the grant of local financial supervision power and the coordination in the exercise, as well as the types of coordination in the exercise.
【作者单位】：西南政法大学经济法学院;
【基金】：国家社科基金重大项目“创建与完善我国民间金融监管协调机制研究”(项目编号:14ZDA045) 西南政法大学研究生科研创新项目“中央与地方金融监管权责配置研究”(项目编号:XZYJS2015017) 重庆市研究生科研创新项目“我国银行业统一规制研究”(项目编号:CYB16081)阶段性成果之一
【分类号】：D922.28

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