公司董事责任问题研究

发布时间：2018-04-16 06:03

本文选题：董事 + 董事义务　；参考：《沈阳师范大学》2017年硕士论文

【摘要】：公司制度已然成为现代企业的一种重要形式选择,与公司的快速发展相比,公司完善的法律制度相对落后。现代公司的显著特征是所有权与经营权的分离,董事处于现代公司管理核心地位,适当扩大董事权力有利于提高公司经营效率,董事权力的过度扩张,则必然导致权力滥用和利害相关人的利益的损害,强化董事的责任和义务已经成为公司治理的重要组成部分。为了更好的保护股东、债权人与利害相关人的利益,防止董事滥用权力,应该努力寻求董事权利与责任的平衡,制定完善的法律来规范和限制董事职权与责任履行。新《公司法》较修订前在董事责任规定上有了很大进步,但仍然过于薄弱、模糊,缺乏系统性和可操作性,部分领域立法仍属空白。为了激励董事的积极性,防止董事滥用权利,加强对董事责任的研究显得越来越重要和迫切。本文着重从以下四个方面对公司董事责任问题进行阐述,力求为我国公司立法的相关改进尽微薄之力。第一部分从公司董事责任的基本理论出发,阐述了董事责任的概念、特征与意义,并对董事责任类型进行了分类梳理。董事的定义、董事与公司之间的关系,都在一定程度上反映董事、董事职权与董事责任的关系,在论述董事责任之前需要先予明确;第二部分寻找公司董事责任的起源。公司所有权与经营权的分离,董事与公司之间的契约关系的确立是董事权利、义务和责任确立的前提和基础,在此基础上,对董事的义务进行了详细的论述和分析。了解董事责任的本源必须从董事权利和义务入手,因此,探讨董事责任之前必然要确定董事的权利义务;第三部分研究董事责任的实现和限制。股东或公司在他们的利益已经或将被侵犯的情况下,可以通过一定的渠道或途径救济。为激励董事为公司的最佳利益行事,符合条件时,应限制或免除董事责任的承担;第四部分对我国公司董事责任制度的健全与完善提出建议。在分析我国公司董事责任制度存在的问题的基础上,提出明确董事义务、强化问责机制、确认董事离任义务、增加公司董事和第三人责任、完善董事责任保险和董事责任免除条款等建议。
[Abstract]:Corporate system has become an important form of choice for modern enterprises, compared with the rapid development of the company, the company's perfect legal system is relatively backward.The remarkable characteristic of modern company is the separation of ownership and management right, the director is in the core position of modern company management, the appropriate expansion of director's power is helpful to improve the management efficiency of the company, and the excessive expansion of director's power.It will inevitably lead to abuse of power and damage to the interests of stakeholders. Strengthening the responsibilities and obligations of directors has become an important part of corporate governance.In order to better protect the interests of shareholders, creditors and stakeholders and prevent directors from abusing their power, we should strive to find a balance between directors' rights and responsibilities, and make perfect laws to regulate and restrict the performance of directors' powers and responsibilities.The new Company Law has made great progress in the regulation of directors' liability, but it is still too weak, vague, lack of systematization and maneuverability, and the legislation in some fields is still blank.In order to encourage the enthusiasm of directors and prevent directors from abusing their rights, it is more and more important and urgent to strengthen the research on directors' liability.This paper focuses on the following four aspects of corporate directors liability issues, to try to improve the relevant legislation of China's company to contribute to the meager.The first part expounds the concept, characteristics and significance of directors' liability from the basic theory of directors' responsibility, and classifies the types of directors' liability.The definition of directors and the relationship between directors and companies reflect to a certain extent the relationship between directors' functions and powers and directors' responsibilities. The second part is to find out the origin of directors' responsibilities before discussing directors' responsibilities.The separation of company ownership and management right, the establishment of the contractual relationship between directors and companies is the premise and basis of the establishment of directors' rights, obligations and responsibilities. On this basis, the obligations of directors are discussed and analyzed in detail.To understand the origin of directors' liability, we must start with the directors' rights and obligations, therefore, we must determine the directors' rights and obligations before discussing the directors' liability; the third part studies the realization and limitation of directors' liability.Shareholders or companies can remedy their interests through certain channels or channels if their interests have been or will be infringed.In order to encourage the directors to act in the best interests of the company, we should limit or exempt the directors from taking on the responsibility of directors when they meet the requirements. The fourth part puts forward some suggestions on the perfection and perfection of the system of directors' liability in our country.On the basis of analyzing the problems existing in the system of directors' liability in our country, this paper puts forward that the directors' obligations should be clarified, the accountability mechanism should be strengthened, the obligations of directors should be confirmed, and the responsibilities of directors and third parties should be increased.Improve the director's liability insurance and director's liability exemption clause and other suggestions.
【学位授予单位】：沈阳师范大学
【学位级别】：硕士
【学位授予年份】：2017
【分类号】：D922.291.91

【参考文献】