私募股权投资与优先股制度研究

发布时间：2018-05-03 07:24

本文选题：私募股权 + 优先股　；参考：《河南大学》2015年硕士论文

【摘要】：首先对私募股权投资和优先股的概念、特点、类型等进行了介绍,并对私募股权投资在我国的发展概况、优先股制度引入我国的情况进行了介绍和分析。在此基础上对私募股权投资引入优先股制度的内源因素进行分析,认为优先股自身的制度设计,包括各种优先权的组合及相关特殊权利,具有价值投资属性、契约属性、稳定性及利益平衡功能,并对优先股制度在我国的特殊功能进行了分析论证。接着对我国私募股权投资引入优先股制度的各种障碍进行了分析。在上述分析论证基础上,重点提出了我国引入优先股制度的对策及建议,从私募股权投资视角,提出了建立和完善优先股制度的路径选择和立法模式;从我国正在进行的优先股试点制度存在的问题和弊端为切入点,在优先股发行主体、优先股种类及股东权利设置、特定行业发行优先股制度设计、优先股发行监管、国有资产审批、行业协会作用发挥等角度提出了建立和完善优先股制度的意见和对策。
[Abstract]:Firstly, the concept, characteristics and types of private equity investment and preferred stock are introduced, and the development of private equity investment in China and the introduction of preferred stock system are introduced and analyzed. Based on the analysis of the internal factors of the introduction of preferred stock system into private equity investment, it is concluded that the institutional design of preferred stock itself, including the combination of various priority rights and related special rights, has the attributes of value investment and contract. The function of stability and interest balance, and the special function of preferred stock system in China are analyzed and demonstrated. Then it analyzes the obstacles to the introduction of preferred stock in private equity investment in China. On the basis of the above analysis and argumentation, the author puts forward the countermeasures and suggestions to introduce the preferred stock system in China, and from the perspective of private equity investment, puts forward the path choice and legislative model to establish and perfect the preferred stock system. Starting from the existing problems and drawbacks of the pilot system of preferred stock in China, the main body of issuing preferred stock, the types of preferred stock and the establishment of shareholders' rights, the system design of issuing preferred stock in specific industries, and the supervision of issuing preferred stock are discussed. This paper puts forward some suggestions and countermeasures to establish and perfect the preferred stock system from the angles of examination and approval of state-owned assets and exertion of the role of trade associations.
【学位授予单位】：河南大学
【学位级别】：硕士
【学位授予年份】：2015
【分类号】：D922.291.91

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