论我国上市公司委托书征集法律制度的构建

发布时间：2018-05-05 05:25

本文选题：上市公司 + 委托书征集　；参考：《广东外语外贸大学》2015年硕士论文

【摘要】：上市公司委托书是伴随公司发展和公司控制权争夺而产生的一把“双刃剑”。如规制得当,可以调动股东参与运营公司的积极性,维护中小股东利益,保障公司高管忠实谨慎地负责本职工作,降低公司收购成本,提高公司运营效率,进而提升公司治理水平。如规制不当,则可能会成为公司低效无能管理者自我延续的方式,沦为外部股东和控制股东个人争利的工具,影响公司正常运营和持续,损害股东合法利益。上市公司委托书征集制度在世界各国的证券市场已得到广泛的认同,已经成为各国公司治理中不可或缺的一项有效制度。我国证券市场发展20余年,社会公众投资者日渐增多,但在有关我国上市公司委托书征集的法律制度仍缺乏完整、系统地构建。本文就是对上市公司委托书征集法律制度的一个初步探索。本文共分为四部分。第一部分是关于上市公司委托书征集制度的介绍,主要包括上市公司委托书征集的内涵、与股东投票、一般代理、股东信托区别,着墨于上市公司委托书征集的演绎与价值评析。第二部分是对境外上市公司委托书征集的法律考察,分析股权集中型和股权分散型两大委托书征集制度对我国的启示。第三部分是对上市公司委托书征集制度的可行性与必要性的探索。揭示出在证券市场日益成熟前提下,上市公司委托书征集有利于调动维护中小股东利益,完善上市公司的治理结构,进而影响国民经济与生活。第四部分从现有立法空白出发,针对实践中的问题提出上市公司委托书征集的具体建议。对上市公司委托书征集法律制度的完善,旨在维护中小股东的合法权益,促进公司治理结构日趋完善。
[Abstract]:The power of attorney of the listed company is a double-edged sword with the development of the company and the competition for corporate control. If the regulation is proper, it can arouse the enthusiasm of the shareholders to participate in the operation of the company, safeguard the interests of the minority shareholders, ensure that the company executives are faithfully and prudently responsible for their own work, reduce the acquisition cost of the company, and improve the efficiency of the company's operation. And then improve the level of corporate governance. If the regulation is not proper, it may become the self-continuation way of inefficient and incompetent managers of the company, and become a tool for external shareholders and controlling shareholders to fight for their own interests, which will affect the normal operation and continuity of the company and damage the legitimate interests of shareholders. The power of attorney system of listed companies has been widely recognized in the securities markets of the world and has become an indispensable and effective system in the corporate governance of various countries. With the development of China's securities market for more than 20 years, the number of public investors is increasing day by day, but the legal system concerning the solicitation of power of attorney of listed companies in our country is still lacking in integrity and systematically constructed. This article is a preliminary exploration of the legal system of power of attorney collection of listed companies. This paper is divided into four parts. The first part is about the introduction of the system of proxy solicitation of listed companies, mainly including the connotation of the solicitation of power of attorney of listed companies, which is different from shareholder voting, general agency, and shareholder trust. Inks in the listed company proxy solicitation deduction and the value appraisal. The second part is the legal investigation of the proxy solicitation of overseas listed companies, and analyzes the inspiration to our country from the two kinds of proxy solicitation system: the equity collection system and the equity decentralization system. The third part is the exploration of the feasibility and necessity of the system of proxy solicitation of listed companies. It is revealed that on the premise that the securities market is maturing day by day, the solicitation of power of attorney of listed companies can help to mobilize and maintain the interests of minority shareholders, perfect the governance structure of listed companies, and then affect the national economy and life. In the fourth part, the author puts forward some specific suggestions on the solicitation of power of attorney for listed companies in view of the problems in practice. The purpose of perfecting the legal system of soliciting power of attorney for listed companies is to safeguard the legal rights and interests of minority shareholders and to promote the improvement of corporate governance structure.
【学位授予单位】：广东外语外贸大学
【学位级别】：硕士
【学位授予年份】：2015
【分类号】：D922.291.91

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