我国中小企业民间融资法律风险防控的立法研究

发布时间：2018-06-26 21:01

本文选题：中小企业 + 民间融资　；参考：《西北大学》2015年硕士论文

【摘要】：本文针对中小企业民间融资法律风险防控进行研究,第一章为绪论部分,主要介绍了论文的研究背景和选题意义,国内外学者的研究现状,本文的研究思路和研究方法,以及本文的研究内容和创新之处；第二章介绍了我国中小企业和民间融资的概念、形式,以及中小企业融资活动中的融资方和出资方面临的法律风险；第三章论述了我国中小企业民间融资法律风险防控的立法现状及缺陷,立法现状包括我国法律、行政法规、司法解释以及其他规范性法律文件的规定,立法缺陷介绍了有些法律规定缺乏可操作性,监管制度的缺失、责任追究机制不完善以及担保法律制度缺失四个方面；第四章论述国外有关中小企业民间融资风险防控的立法经验,以及对我国的启示；第五章提出了完善我国的中小企业民间融资的法律风险防控的具体建议,包括提高相关法律的可操作性,构建中小企业民间融资的担保法律制度,健全中小企业民间融资的民事责任追究机制,还提出构建防范中小企业民间融资法律风险的监管体制的建议,最终实现对中小企业民间融资的法律风险防控的目标,为中小企业民间融资建立一个优良的法治环境,进而引导民间融资在法律允许和保护的氛围中健康成长。
[Abstract]:The first chapter is the introduction part, which mainly introduces the research background and significance of the thesis, the research status of domestic and foreign scholars, the research ideas and research methods of this paper. The second chapter introduces the concept and form of small and medium-sized enterprises and private financing in our country, and the legal risks faced by the financing parties and investors in the financing activities of small and medium-sized enterprises. The third chapter discusses the legislative status and defects of the legal risk prevention and control of private financing in small and medium-sized enterprises in China, including the provisions of Chinese laws, administrative regulations, judicial interpretation and other normative legal documents. The legislative defects introduce four aspects: the lack of operability of some legal provisions, the lack of supervision system, the imperfection of accountability mechanism and the lack of guarantee legal system; The fourth chapter discusses the legislative experience of foreign countries on the prevention and control of private financing risks of small and medium-sized enterprises, as well as the enlightenment to our country, and the fifth chapter puts forward specific suggestions on how to improve the legal risk prevention and control of private financing of small and medium-sized enterprises in China. Including improving the maneuverability of relevant laws, constructing the guarantee legal system of private financing for small and medium-sized enterprises, and perfecting the mechanism of investigating civil liability for private financing of small and medium-sized enterprises. It also puts forward some suggestions on how to establish a supervision system to prevent the legal risks of private financing of small and medium-sized enterprises, and finally realize the goal of preventing and controlling the legal risks of private financing of small and medium-sized enterprises, so as to establish an excellent legal environment for private financing of small and medium-sized enterprises. Then guide folk financing to grow healthily in the atmosphere that the law allows and protects.
【学位授予单位】：西北大学
【学位级别】：硕士
【学位授予年份】：2015
【分类号】：D922.291.91;D922.28

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