非银行金融机构风险控制研究

发布时间：2018-07-06 08:37

本文选题：非银行金融机构 + 风险分析　；参考：《企业经济》2015年08期

【摘要】：非银行金融机构是我国金融体系的重要组成部分,为企业融资作出了突出贡献。但是,目前国际国内的金融生态环境发生了深刻变化,使非银行金融机构的监管出现了一些盲区,积累了大量风险。非银行金融机构的风险主要集中体现在法律、政策风险,市场风险和运营风险三个方面。为了防止非银行金融机构的风险演化成系统性风险,监管部门应改变监管理念,完善法律法规体系,提高监管能力,促进行业自律和市场监管,非银行金融机构也需要提高治理水平,以期实现机构的可持续发展和金融市场的安全有序。
[Abstract]:Non-bank financial institutions are an important part of China's financial system and have made outstanding contributions to corporate financing. However, the current international and domestic financial ecological environment has undergone profound changes, making the supervision of non-bank financial institutions appear some blind areas, accumulated a large number of risks. The risks of non-bank financial institutions are mainly embodied in three aspects: law, policy risk, market risk and operational risk. In order to prevent the risk of non-bank financial institutions from evolving into systemic risk, regulators should change the concept of supervision, perfect the system of laws and regulations, improve the ability of supervision, and promote self-discipline and market supervision. Non-bank financial institutions also need to improve the level of governance in order to achieve the sustainable development of institutions and the security and order of financial markets.
【作者单位】：河南工业大学粮食经济研究中心;
【基金】：河南省社科规划基金项目“促进河南省微型金融发展的体制机制研究”(批准号:2014CJJ055) 河南省教育厅科学技术研究重点项目“‘中原经济区’建设背景下城市公用事业融资问题研究”(批准号:14A790016) 河南工业大学科技创新人才培育计划项目“微型金融缩小收入差距的机制和效应研究”(批准号:2013CXRC14)
【分类号】：F832.39;D922.28

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