论先行赔付制度的构建与完善

发布时间：2018-07-10 00:52

本文选题：先行赔付 + 证券市场　；参考：《金融理论与实践》2017年11期

【摘要】：2013年万福生科案、2014年的海联讯欺诈发行案使先行赔付这一名词在证券市场中变得不再陌生,但是作为构建我国资本市场民事赔偿的新模式,先行赔付制度尚处于"拟建立"阶段,学术界对其研究的文献也有限,短时间内构建完善的先行赔付制度体系存在一定局限性。结合先行赔付制度的产生背景,对证券市场引入先行赔付制度的优势和缺陷进行评析,并针对制度构建与完善过程提出几点建议,以促进先行赔付制度成为证券市场投资者保护的长效机制,增强证券市场信心。
[Abstract]:In the case of Wanfu Shengke in 2013, the fraud and issuance case in 2014 made the term "advance payment" no longer unfamiliar in the stock market, but as a new model to construct civil compensation in China's capital market. The advance indemnity system is still in the stage of "to be established", and the literature on it is limited in academic circles, and there are some limitations in constructing the perfect system of advance indemnity system in a short period of time. Combined with the background of the advance payment system, this paper analyzes the advantages and disadvantages of introducing the advance payment system in the securities market, and puts forward some suggestions on the process of system construction and perfection. To promote the advance payment system has become a long-term mechanism to protect investors in the securities market and enhance the confidence of the securities market.
【作者单位】：中泰证券股份有限公司;
【分类号】：D922.294

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