我国自贸区金融监管法律问题研究
发布时间：2018-10-31 17:52
【摘要】：上海自贸区的建设是我国深化改革与扩大经济开放的最新探索,其中有关金融市场的开放内容则是我国对金融市场自由化所进行探索。金融市场的开放及与国际化接轨是我国金融发展的必然方向,为了能够在将来的金融市场国际化进程中有效防范与化解自由化所带来的风险,通过自贸区的金融监管制度的建设为之后在全国的金融监管体制革新积累经验。在自贸区金融监管体系的建立过程中,既要满足区内有别与区外的金融开放及金融创新要求,又不能脱离我国金融监管的实际,要与国内金融监管体系及监管水平和实际相协调。避免出现区内金融市场监管要求过度放松以致风险蔓延至区外影响国内金融市场稳定,也要防止国内金融监管的僵硬性及落后性抑制区内金融市场活力,这样自贸区金融创新的目的就难以实现,也违背了设立上海自由贸易园区的初衷。
[Abstract]:The construction of Shanghai Free Trade Zone is the latest exploration to deepen the reform and expand the economic opening in China, and the opening content of the financial market is the exploration of the liberalization of the financial market in China. The opening and internationalization of financial market is the inevitable direction of financial development in China. In order to effectively prevent and resolve the risks brought by liberalization in the process of internationalization of financial market in the future, Through the construction of the financial supervision system in the Free Trade Zone, we can accumulate experience for the innovation of the financial supervision system in the whole country. In the process of establishing the financial supervision system of the Free Trade area, we should not only meet the requirements of financial opening and financial innovation different from and outside the region, but also not be divorced from the reality of financial supervision in our country. To coordinate with the domestic financial regulatory system and regulatory level and reality. To avoid excessive relaxation of regulatory requirements in the financial markets in the region so that risks spread to the outside of the region and affect the stability of the domestic financial markets, and to prevent the rigidity and backwardness of domestic financial supervision from suppressing the vitality of the financial markets in the region, In this way, the aim of financial innovation in FTAZ is difficult to realize, and it also runs counter to the original intention of setting up Shanghai Free Trade Park.
【学位授予单位】：贵州民族大学
【学位级别】：硕士
【学位授予年份】：2015
【分类号】：D922.28
本文编号：2303081
[Abstract]:The construction of Shanghai Free Trade Zone is the latest exploration to deepen the reform and expand the economic opening in China, and the opening content of the financial market is the exploration of the liberalization of the financial market in China. The opening and internationalization of financial market is the inevitable direction of financial development in China. In order to effectively prevent and resolve the risks brought by liberalization in the process of internationalization of financial market in the future, Through the construction of the financial supervision system in the Free Trade Zone, we can accumulate experience for the innovation of the financial supervision system in the whole country. In the process of establishing the financial supervision system of the Free Trade area, we should not only meet the requirements of financial opening and financial innovation different from and outside the region, but also not be divorced from the reality of financial supervision in our country. To coordinate with the domestic financial regulatory system and regulatory level and reality. To avoid excessive relaxation of regulatory requirements in the financial markets in the region so that risks spread to the outside of the region and affect the stability of the domestic financial markets, and to prevent the rigidity and backwardness of domestic financial supervision from suppressing the vitality of the financial markets in the region, In this way, the aim of financial innovation in FTAZ is difficult to realize, and it also runs counter to the original intention of setting up Shanghai Free Trade Park.
【学位授予单位】：贵州民族大学
【学位级别】：硕士
【学位授予年份】：2015
【分类号】：D922.28
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