中小企业挂牌新三板相关法律问题研究
[Abstract]:In order to respond to the call of the State to build a multi-level capital market and to solve the problem of financing difficulties for small and medium-sized enterprises in the process of development, China has timely launched a national small and medium-sized enterprise share transfer system, also known as the "New third Board." At the end of 2016, China's new third board listed more than ten thousand enterprises, the new third board market surpassed the main board, and the small and medium-sized board and the growth enterprise board market became the largest trading place of the stock open trading enterprises in our country. The first chapter is the introduction, which briefly explains that in the context of the rapid development of the new third board market, in order to facilitate SMEs to list the new three boards more conveniently, to solve the financing problems of SMEs in the development. By using the author's experience in investment banking practice and practical operation experience in the new three boards market, the author can solve the main legal problems in the process of listing small and medium-sized enterprises. The second chapter summarizes the development of the new three-board market. This paper first explains the development history of the new third board market in the past ten years, then explains the current market scale and the reasons for the rapid growth of the new third board market, and then introduces the positive significance of listing the new third board from the two angles of enterprises and investors respectively. The third chapter analyzes the laws and regulations related to the new third board market and the listed conditions, and summarizes the three main legal problems encountered by small and medium-sized enterprises in the process of listing. The first is to determine the actual control of the relevant issues; The second is the defect of capital contribution, and the third is the legal compliance of the company. The fourth chapter is the author through the review of literature and relevant cases, combined with the experience of the author in the process of the brokerage practice, put forward the corresponding measures to solve the above three problems. In order to the majority of small and medium-sized enterprises listing process to play an active role in promoting.
【学位授予单位】:中国社会科学院研究生院
【学位级别】:硕士
【学位授予年份】:2017
【分类号】:D922.287
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