反垄断法中宽恕制度问题研究

发布时间：2019-05-11 20:10

【摘要】：垄断协议作为一种广泛存在的严重破坏市场竞争秩序的垄断行为,一直都是各国反垄断法的重点打击对象。但随着现代市场经济的快速发展,垄断协议行为变得更加隐蔽,存在的方式也愈加复杂多样,提高了侦破垄断协议案件的难度。为此,美国于1978年首先制定宽恕制度,有效打击了垄断协议违法行为。随后,欧盟、日本、韩国等国家和地区纷纷效仿。我国也于在2008年8月1日《反垄断法》引入宽恕制度,但由于规定得过于原则性和概括性,在法律适用、适用范围、具体适用规则以及外部运行环境等方面存在诸多问题,使得我国宽恕制度并没有很好的发挥作用。针对这些问题,本文在介绍并比较了国外的宽恕制度立法与实施情况后,结合国家发改委2016年2月颁布的《横向垄断协议案件宽大制度适用指南》(征求意见稿)的相关规定,认为应当统一宽恕制度法律依据适用、明确宽恕制度适用范围、完善宽恕制度具体适用规则、构建我国反垄断法宽恕制度有效运行的环境、建立查处国际垄断协议的合作机制等,以此来完善我国的宽恕制度,以期能更好的发挥宽恕制度打击垄断协议违法行为的有效作用。
[Abstract]:Monopoly agreement, as a widely existing monopoly behavior that seriously destroys the order of market competition, has always been the focus of anti-monopoly law in various countries. However, with the rapid development of modern market economy, the behavior of monopoly agreement becomes more and more hidden, and the existing ways are more complex and diverse, which makes it more difficult to solve monopoly agreement cases. For this reason, the United States first formulated the forgiveness system in 1978, which effectively cracked down on the illegal behavior of monopoly agreement. Subsequently, the European Union, Japan, South Korea and other countries and regions have followed suit. China also introduced the system of forgiveness in the Anti-monopoly Law on August 1, 2008. However, due to the excessive principle and generality of the provisions, there are many problems in the application of the law, the scope of application, the specific applicable rules and the external operating environment, and so on. So that the forgiveness system in our country has not played a good role. In view of these problems, after introducing and comparing the legislation and implementation of the forgiveness system abroad, this paper combines the relevant provisions of the Guide to the Application of Leniency system in horizontal Monopoly agreements issued by the National Development and Reform Commission in February 2016 (draft for soliciting opinions), We should unify the application of the legal basis of the forgiveness system, clarify the scope of application of the forgiveness system, perfect the specific applicable rules of the forgiveness system, and construct an environment for the effective operation of the forgiveness system in the anti-monopoly law of our country. In order to perfect the forgiveness system of our country, we should establish the cooperation mechanism of investigating and dealing with the international monopoly agreement and so on, in order to give full play to the effective role of the forgiveness system in cracking down on the illegal behavior of the monopoly agreement.
【学位授予单位】：西南科技大学
【学位级别】：硕士
【学位授予年份】：2017
【分类号】：D922.294

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