证券市场信息型操纵认定难点及监管对策研究
发布时间：2019-07-08 10:15
【摘要】：近年来,伴随着证券市场发展和金融产品创新,市场操纵行为亦在不断发展演变,信息型操纵案件数量增多、主体泛化、手段创新,呈现与其他操纵手段复合化的趋势。在剖析信息型操纵欺诈本质、揭示其社会危害的基础上,明确主观故意的要素地位及证明方法、类型化分析客观行为模式、完善影响交易价量标准有助于研究解决此类操纵的认定难点,并提出进一步完善信息型操纵监管规则和法律制度的针对性建议。
[Abstract]:In recent years, with the development of securities market and the innovation of financial products, the behavior of market manipulation is also developing and evolution. the number of cases of information-based manipulation is increasing, the subject is extensive, and the means are innovated, showing the trend of recombination with other means of manipulation. On the basis of analyzing the essence of information manipulation fraud and revealing its social harm, this paper clarifies the factor status and proof method of subjective intention, analyzes the objective behavior mode of typology, and perfects the standard of influencing transaction price, which is helpful to study and solve the identification difficulties of this kind of manipulation, and puts forward some suggestions for further perfecting the supervision rules and legal system of information manipulation.
【作者单位】： 上海财经大学法学院;
【基金】：2014年国家社科基金重大项目“涉信息网络违法犯罪行为法律规制研究”(14ZDB147)的资助
【分类号】：D922.287
，
本文编号：2511515
[Abstract]:In recent years, with the development of securities market and the innovation of financial products, the behavior of market manipulation is also developing and evolution. the number of cases of information-based manipulation is increasing, the subject is extensive, and the means are innovated, showing the trend of recombination with other means of manipulation. On the basis of analyzing the essence of information manipulation fraud and revealing its social harm, this paper clarifies the factor status and proof method of subjective intention, analyzes the objective behavior mode of typology, and perfects the standard of influencing transaction price, which is helpful to study and solve the identification difficulties of this kind of manipulation, and puts forward some suggestions for further perfecting the supervision rules and legal system of information manipulation.
【作者单位】： 上海财经大学法学院;
【基金】：2014年国家社科基金重大项目“涉信息网络违法犯罪行为法律规制研究”(14ZDB147)的资助
【分类号】：D922.287
，
本文编号：2511515
本文链接：https://www.wllwen.com/falvlunwen/jingjifalunwen/2511515.html
