私募证券的法律制度研究

发布时间：2018-01-18 11:11

本文关键词：私募证券的法律制度研究　出处：《黑龙江大学》2014年硕士论文　论文类型：学位论文

【摘要】：私募证券作为证券市场中一种非常重要的投融资方式，近年来发展迅速,但我国相关立法尚处于起步阶段。“事实先行、法律滞后”的局面导致我国私募证券市场存在许多问题。如中国人文环境的特殊性，一方面为中国私募证券发展提供了便利条件，另一方面也产生了大量的法律问题。另外，我国对私募证券的交叉重叠的监管体制也存在着一定问题，如对一些违法行为的重叠监管，一些违法行为却一直处于真空地带。笔者在对私募证券法律制度进行系统研究的基础上，，分别对私募证券发行法律制度、私募证券转售法律制度、私募证券监管法律制度加以论述。并借鉴美国先进的私募证券立法经验，结合我国现状，提出完善我国私募证券法律制度的建议，以期私募证券市场更加合法化、规范化。
[Abstract]:As a very important investment and financing method in the securities market, private equity has developed rapidly in recent years, but the relevant legislation of our country is still in the initial stage. The situation of legal lag leads to many problems in China's private equity market, such as the particularity of Chinese humanistic environment, on the one hand, it provides convenient conditions for the development of China's private equity securities. On the other hand, there are also a large number of legal problems. In addition, there are some problems in the regulatory system of the overlapping of private equity securities, such as the overlapping supervision of some illegal acts. Some illegal acts have been in a vacuum zone. On the basis of a systematic study of private equity legal system, the author respectively on the private equity issuance legal system, private equity resale legal system. This paper discusses the legal system of private equity supervision and puts forward some suggestions to perfect the legal system of private equity in our country by referring to the advanced legislation experience of private equity in the United States and combining the present situation of our country. With a view to the private equity market more legalized, standardized.
【学位授予单位】：黑龙江大学
【学位级别】：硕士
【学位授予年份】：2014
【分类号】：D922.287;D924.33

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