非法吸收公众存款罪司法适用限制研究

发布时间：2018-01-19 06:05

本文关键词： 非法吸收公众存款罪司法适用限制定罪标准建议　出处：《西南政法大学》2014年硕士论文　论文类型：学位论文

【摘要】：近年来，随着经济社会的发展，非法吸收公众存款罪给国家和个人都带来了严重的侵害。因此，运用刑法规制本罪是必要的。但是，由于法律条文规定的笼统性，以及司法认定中重形式轻实质，使得本罪的入罪门槛降低，造成该罪的司法适用带有很大的主观随意性。这为本罪在理论上和实务上的进一步研究提供了可能。本文立足于现行立法框架，结合法益和犯罪构成理论，在认真分析案例的基础上，围绕限制司法适用，，对非法吸收公众存款罪进行具体研析。全文共分四部分：第一部分为非法吸收公众存款罪的定罪标准分析。此部分结合法律规定和犯罪基础理论，对本罪的定罪标准进行分析。主要阐述了形式标准和实质标准，并主张司法认定中应该坚持形式标准和实质标准的统一。在司法实务中，片面根据所吸收资金的数额、被吸收资金者的人数、偿还能力或者造成的财产损失来认定本罪的做法，有违刑法谦抑精神和立法的初衷。第二部分为非法吸收公众存款罪的司法认定考察。这部分主要通过统计分析已审理的非法吸收公众存款罪个案，直观反映本罪的司法适用现状。第三部分为对非法吸收公众存款罪适用层面存在问题的分析。此部分是在第二部分的基础上进一步分析本罪司法中存在的问题，主要阐述了五个问题：其一，侧重定罪的形式标准；其二，过于宽泛理解公众存款的概念；其三，以间接融资规制手段处理所有非法集资行为；其四，混淆犯罪与一般违法行为的界限；其五，过于依赖从严打击的刑事政策。这些问题的存在必然导致非法吸收公众存款罪的扩大适用，使刑法的触角伸入到一般违法领域。第四部分为合理限制非法吸收公众存款罪司法适用的建议。这部分在对本罪适用中存在的主要问题进行认真思考、深入分析的基础上，结合法律规定和刑法基础理论，提出解决问题的建议，以期对合理限制本罪的司法适用有所裨益。
[Abstract]:In recent years, with the development of economy and society, the crime of illegally absorbing public deposits has brought serious infringement to the country and individuals. Therefore, it is necessary to use criminal law to regulate this crime. Because of the generality of the legal provisions and the emphasis on form over substance in judicial determination, the threshold of the crime is lowered. The judicial application of this crime has a lot of subjective arbitrariness, which provides the possibility for the further study of the crime in theory and practice. This paper is based on the current legislative framework, combined with the theory of legal interests and crime constitution. On the basis of careful analysis of cases, the author analyzes the crime of illegally absorbing deposits from the public around the restriction of judicial application. The full text is divided into four parts: The first part is the analysis of the conviction standard of the crime of illegally absorbing deposits from the public. This part combines the legal provisions and the basic theory of crime to analyze the conviction standard of this crime. It mainly expounds the formal standard and the substantive standard. In judicial practice, according to the amount of the funds absorbed, the number of the absorbed funds is one-sided. Ability to repay or property losses to determine this crime, contrary to the spirit of the Criminal Law and the original intention of legislation. The second part is the judicial cognizance investigation of the crime of illegally absorbing public deposits. This part mainly through the statistical analysis of the case of the crime of illegal absorption of public deposits intuitively reflects the current situation of judicial application of this crime. The third part is the analysis of the problems in the application of the crime of illegal absorption of public deposits. This part is based on the second part of the further analysis of this crime in the administration of justice problems, mainly elaborated five problems: first. Formal criteria focusing on convictions; Second, understanding the concept of public deposits too broadly; Third, to deal with all illegal financing by indirect financing regulation; Fourthly, the boundary between crime and general illegal behavior should be confused. The existence of these problems will inevitably lead to the expansion of the application of the crime of illegally absorbing deposits from the public and the extension of the criminal law into the general illegal field. Part 4th is a proposal to restrict the judicial application of the crime of illegally absorbing deposits from the public. This part is based on the analysis of the main problems existing in the application of this crime. Combined with the basic theory of criminal law and legal provisions, this paper puts forward some suggestions to solve the problem in order to reasonably limit the judicial application of this crime.
【学位授予单位】：西南政法大学
【学位级别】：硕士
【学位授予年份】：2014
【分类号】：D924.3

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