科技型中小企业知识产权质押融资中的政府角色分析

发布时间：2018-01-12 15:11

本文关键词：科技型中小企业知识产权质押融资中的政府角色分析　出处：《中国科学技术大学》2015年硕士论文　论文类型：学位论文

【摘要】：知识经济的迅猛发展将知识产权和科技创新推向企业参与市场竞争的核心,以知识产权为核心竞争力的企业已经成为市场经济中不可或缺的一个主体。在这种环境下具备技术优势和高科技资产的科技型中小企业应运而生,推动着新兴经济的发展,而无形资产往往难以量化和评估、知识产权质押融资经验的缺乏、中小型企业自身条件的限制,造成科技型中小企业知识产权质押融资困难,难以获得有效的贷款。资金匮乏已经成为阻碍科技型中小企业发展的主要原因,利用知识产权获得质押融资贷款是打破困境的必经之路。当前我国重视知识产权战略的制定与实施,关于科技型企业知识产权质押融资的理论探讨日渐丰满,同时各地广泛开展的知识产权质押融资试点工作也为进一步研究提供了一定的实践经验。科技型中小企业由于资金缺乏,经济、技术基础薄弱,在市场竞争中处于不利地位。政府作为中小型知识产权质押融资的政策保障者、引导者、促进者和服务者,起着不可替代的作用。在确定政府角色的基础上,总结出国内外知识产权质押模式的不同优缺点,探讨政府在政策制定中所发挥的作用,由此具备了理论意义和现实作用。本文利用文献研究法、比较研究法和案例研究法,在界定科技型中小企业、知识产权、知识产权质押融资、政府角色等基本概念的基础上,论述了知识产权质押融资得以推行的可能性,对国内外科技型中小企业知识产权质押融资模式进行了分析分类,概括比较了各类模式的特点、运作流程、政府政策,探讨科技型中小企业知识产权质押融资中的政府角色定位,通过分析政府介入的必要性和可能性,来探索出一条政府引导下的全民参与、多元化主体的知识产权质押体系,最后从各个方面提出了相应的对策建议,为我国进一步完善质押融资市场提供了理论借鉴。
[Abstract]:With the rapid development of knowledge economy, intellectual property rights and scientific and technological innovation are pushed to the core of enterprises to participate in market competition. Enterprises with intellectual property as the core competitiveness have become an indispensable part of the market economy. In this environment, technology-based small and medium-sized enterprises with technological advantages and high-tech assets have emerged as the times require. Promote the development of emerging economies, and intangible assets are often difficult to quantify and evaluate, intellectual property pledge financing experience of the lack of small and medium-sized enterprises themselves constraints. It is difficult to obtain effective loans because of the difficulty of financing intellectual property rights of small and medium-sized technological enterprises. The lack of funds has become the main reason to hinder the development of small and medium-sized technological enterprises. Using intellectual property to obtain pledge financing loan is the only way to break the dilemma. At present, our country attaches importance to the formulation and implementation of intellectual property strategy, and the theoretical discussion on intellectual property pledge financing of science and technology enterprises is becoming more and more abundant. At the same time, the pilot project of intellectual property pledge financing carried out extensively in various places also provides some practical experience for further research. Due to the lack of funds, the economic and technological foundation of the small and medium-sized enterprises based on science and technology is weak. In the market competition, the government plays an irreplaceable role as the policy guarantor, the guide, the promoter and the service provider of the small and medium-sized intellectual property mortgage financing. On the basis of determining the role of the government, the government plays an irreplaceable role. This paper summarizes the different advantages and disadvantages of the intellectual property pledge mode at home and abroad, and probes into the role of the government in the policy making, which has theoretical and practical significance. This article uses the literature research method, the comparative research method and the case study method, in the definition science and technology small and medium-sized enterprise, the intellectual property right, the intellectual property right pledge financing, the government role and so on basic concept foundation. This paper discusses the possibility of the implementation of intellectual property pledge financing, analyzes and classifies the intellectual property pledge financing mode of domestic and foreign small and medium-sized enterprises of science and technology type, summarizes and compares the characteristics and operation process of various modes. By analyzing the necessity and possibility of government intervention, this paper probes into the role of government in financing intellectual property rights of small and medium-sized technological enterprises, and explores the participation of the whole people under the guidance of the government. Finally, the author puts forward the corresponding countermeasures and suggestions from various aspects, which provides a theoretical reference for the further improvement of the pledge financing market in China.
【学位授予单位】：中国科学技术大学
【学位级别】：硕士
【学位授予年份】：2015
【分类号】：D630;F276.44;F275;F832.4

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