专利质押融资法律问题研究

发布时间：2018-01-22 23:52

本文关键词： 知识产权专利专利质押质押风险　出处：《郑州大学》2016年硕士论文　论文类型：学位论文

【摘要】：如今,知识产权作为一种新型的产业,在经济发展中发挥着重要的作用。21世纪是信息化的时代,知识产权这一无形的信息对经济的发展会越来越重要。知识产权主要包括商标权、著作权以及专利权,这三种主要权利中要数专利权的科技含量最高,在经济大潮的发展中贡献的力量相对也会较高。要想专利权展现它自身的价值,需要对其进行技术的转化,把无形的技术转化成现实的生产力,促进经济的快速发展。但是究其我国目前的专利权发展现状,结果不甚乐观,鉴于我国的相关的知识产权相关法律以及制度不是很健全,因此我国众多的专利权并没有真正转化成生产力,发挥应有的作用。鉴于此,加强对知识产权的理论研究尤其是专利权以及专利质押融资的研究就显得尤为重要和迫切。专利权作为无形的企业资产,其自身价值是相当可观的,但是受制于其专业的领域,一般企业无法对其直接利用转化,自身价值在实现时会遇到一些困境。专利在进行转换成生产力时需要大量的资金进行支持,而掌握这些专利的中小企业却缺乏足够的资金,因此利用专利权进行融资就成为那些科技型中小企业的发展的主要途径。这种融资的方式,在相关法律中早已有了规定,但是实践中作为放款方的银行等金融机构并不是很乐意进行此种专利质押融资业务,因此我国的专利质押融资业务发展相当缓慢。银行等金融机构之所以不愿开展此种质押融资业务主要还是因为专利权具有极高的专业性,其价值不易评估,再加上专利实现需要专业的技术,并且专利的价值还呈现不稳定的因素,这一系列因素都是银行等金融机构望而却步的原因。而那些中小型科技企业发展只能依赖于专利进行融资发展,因此如何处理这一矛盾问题对于促进我国的经济发展显得非常重要。笔者结合目前我国专利权质押融资的理论及其实践现状,对我国专利权质押融资中的法律问题进行研究探讨,先分析了我国专利质押融资的目前理论研究现状及其概念,然后研究我国专利质押融资出现的问题,再分析域外国家地区的专利质押融资制度并借鉴,最后提出完善我国专利质押融资的建议。笔者在研究的过程中运用多种研究方法力求全面的对专利质押融资制度进行研究分析,从中查出问题总结经验,希望能提出自己一些浅薄的建议和看法,促进专利质押融资制度的发展,促进科技型中小企业的发展,实现我国经济的整体发展。
[Abstract]:Nowadays, as a new type of industry, intellectual property plays an important role in economic development. The 21st century is an information age. Intellectual property, as an invisible information, will be more and more important to the development of economy. Intellectual property mainly includes trademark, copyright and patent right, among which the technology content of patent is the highest. In the development of the economic tide, the contribution of power will be relatively high. To show its own value, patent rights need to be transformed into technology, intangible technology into real productivity. Promote the rapid development of the economy. But the current situation of patent development in China, the results are not very optimistic, in view of the relevant intellectual property rights related laws and systems are not very sound. Therefore, many patent rights in our country have not really transformed into productive forces and played their due role. In view of this. It is particularly important and urgent to strengthen the theoretical research on intellectual property, especially the research on patent rights and patent pledge financing. As an intangible enterprise asset, the value of patent right itself is considerable. However, limited by its professional field, the general enterprise can not directly use its transformation, its own value will meet some difficulties in the realization of the patent in the process of conversion to productivity needs a lot of funds to support. However, the small and medium-sized enterprises that have these patents lack sufficient funds, so the use of patent for financing has become the main way for the development of these technology-based SMEs. There have been provisions in the relevant laws, but in practice as lenders banks and other financial institutions are not very willing to carry out this kind of patent pledge financing business. Therefore, the development of patent pledge financing business in China is very slow. The reason why banks and other financial institutions are unwilling to carry out this kind of pledge financing business is mainly because the patent right is highly professional and its value is difficult to evaluate. In addition, patent realization requires professional technology, and the value of patent also presents unstable factors. This series of factors are the reason why banks and other financial institutions are deterred, and those small and medium-sized technology enterprises can only rely on patents for financing development. Therefore, how to deal with this contradiction is very important to promote the economic development of our country. This paper studies the legal problems in patent pledge financing in China, analyzes the current theoretical research status and concept of patent pledge financing in China, and then studies the problems of patent pledge financing in China. Then analyze the foreign countries' patent pledge financing system and draw lessons from it. Finally, the author puts forward some suggestions to improve the financing of patent pledge in China. In the course of the research, the author tries to use a variety of research methods to study and analyze the system of patent pledge financing comprehensively, from which to find out the problems and sum up the experience. It is hoped that some shallow suggestions and opinions can be put forward to promote the development of patent pledge financing system, to promote the development of small and medium-sized technological enterprises, and to realize the overall development of our country's economy.
【学位授予单位】：郑州大学
【学位级别】：硕士
【学位授予年份】：2016
【分类号】：D923.42

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