知识产权信托法律制度研究

发布时间：2018-02-26 16:46

本文关键词： 知识产权信托知识产权产业化资产证券化　出处：《西南政法大学》2009年硕士论文　论文类型：学位论文

【摘要】： 随着知识经济的到来,知识产权作为一种无形资产,在资本市场中的地位越来越突出。但是,目前国内面临着知识产权创造力不足、知识产权人融资困难、知识产权产业化率低等困境,迫切寻找一条既能够实现融资、提高知识产权利用效率、促进知识产权产业化,又能够激励创新的新途径。国外将信托制度——这项在财产管理领域功勋卓著的制度——引入知识产权转化市场,知识产权信托开始兴起。本文根据国内的实际需要,借鉴国外的成功经验,将信托这种金融工具运用于知识产权转化市场,以期对提高我国知识产权利用效率有所陴益。以此为出发点,本文以运用信托手段管理知识产权为主要论点,论证了信托与知识产权相结合的必要性;根据一般财产信托的基本理论与法律规定,阐述了知识产权信托法律制度的基本内容;对完善我国知识产权信托提出了建议。本文分为四个部分: 第一部分分析了国内知识产权产业化的障碍。正文开篇以资本重心从有形资产到无形资产的转移,知识产权资本逐渐成为资本市场的主导为切入点,指明知识产权的竞争已经成为企业在全球市场竞争中的焦点。但是,我国知识产权产业化面临着三个方面的问题:一是知识创新能力和知识产权管理能力明显不足;二是知识产权产业化率较低,很大一部分知识产权没有得到有效利用;三是知识产权人很难依靠知识产权获得融资,迫切需要一种新的融资手段。第二部分着重论述了知识产权与信托制度相结合的必要性。首先,笔者概述了信托制度的由来和基本理念,阐明了将信托制度引入知识产权的设想。其次,笔者介绍了国外知识产权信托的情况。最后,笔者论述了信托制度本身的巨大优势,这些优势包括可以提高知识产权产业化、促进知识产权融资、知识产权人利益最大化、激励创新等等,这些优势正契合于解决我国知识产权面临的困境,从而论证了知识产权信托的必要性。第三部分笔者论述了知识产权信托法律制度,是本文的核心。首先,笔者概述了知识产权信托的运行机制,即签订信托合同、进行知识产权信托登记、信托机构对信托知识产权进行管理。其次,笔者论述了作为信托财产的知识产权的范围、归属和特性。再次,笔者论述了知识产权信托法律关系中三方当事人,即委托人、受托人、受益人及其权利和义务关系。最后,笔者论述了知识产权信托终止的事由及其法律效力。第四部分笔者提出了完善我国知识产权信托的几点建议。首先,笔者概述了知识产权信托在目前我国法律上的合法性。其次,通过一个典型的案例分析了我国知识产权信托的现状和存在的问题。最后,为完善我国知识产权信托制度,笔者提出了五点建议,作抛砖引玉。其中笔者重点论述了我国应建立知识产权信托登记制度,以及该制度的具体构建。此外,为了能够推广知识产权信托,国家在税收及其他政策上应给予政策倾斜。本文以促进我国知识产权产业化为目的,主张运用信托这种金融工具对知识产权进行专业化的管理,力图将知识产权人的利益最大化,激励创新,以进一步提高我国的知识产权研发能力,增强企业国际竞争力。
[Abstract]:With the advent of knowledge economy, intellectual property is a kind of intangible assets, in the capital market is becoming more and more prominent. However, the current domestic intellectual property facing the lack of creativity, intellectual property intellectual property financing difficulties, low industrialization rate of urgent predicament, find a can realize financing, improve the IPR utilization efficiency. To promote the industrialization of IPR, and new ways of encouraging innovation. The foreign trust system -- the property management area of outstanding contributions in the system: the introduction of intellectual property transfer market, intellectual property trust began to rise. According to the actual needs of the domestic and foreign successful experience, that trust should be used in intellectual property into the market, in order to improve the utilization efficiency of intellectual property rights in China have good effect. As a starting point, this paper use the trust management of intellectual property As the main point, the right demonstrates the necessity of the combination of trust and intellectual property. According to the basic theory and legal provisions of general property trust, it expounds the basic contents of the legal system of intellectual property trust, and puts forward some suggestions for improving China's intellectual property trust.
This article is divided into four parts:
The first part analyzes the domestic industrialization of intellectual property barriers. The text begins with the focus of capital from the transfer of tangible and intangible assets, intellectual capital has become the dominant capital market as the starting point, indicating the competition of intellectual property rights has become the focus of enterprise competition in the global market. However, China's intellectual property industry faces three problems: one is the knowledge innovation ability and intellectual property management capacity is obviously insufficient; two is the intellectual property industrialization rate is low, a large part of intellectual property rights has not been effectively utilized; three is the owner of intellectual property is difficult to rely on intellectual property to obtain financing, there is an urgent need for a new means of financing.
The second part focuses on the necessity of combining intellectual property system and the trust. First of all, the author summarizes the origin of the trust system and the basic idea, explains that the idea of the trust system into intellectual property. Secondly, the author introduces the foreign intellectual property trust. Finally, the author discusses the great advantages of the trust system itself. These advantages include can improve the industrialization of intellectual property rights, the promotion of intellectual property financing, to maximize the interests of intellectual property, innovation and so on, these advantages is fit to deal with the plight of China's intellectual property rights, which demonstrates the necessity of intellectual property trust.
The third part discusses the legal system of intellectual property trust, is the core of this paper. Firstly, the author summarizes the operational mechanism of intellectual property trust, the trust contract signed, intellectual property trust registration, trust management of intellectual property trust. Secondly, the author discusses the scope of intellectual property rights as the trust property, ownership and characteristics. Thirdly, the author discusses the legal relationship of intellectual property rights trust in three parties, namely trustor, trustee, beneficiary and the rights and obligations. At last, the author discusses the termination of IPR trust and its legal effect.
The fourth part, the author puts forward several suggestions to perfect our country's intellectual property trust. First of all, the author summarizes the intellectual property trust in the legitimacy of the law of our country at present. Secondly, through a typical case study of the status quo of China's intellectual property trust and analyzes the existing problems. Finally, in order to improve the trust system in China intellectual property rights, the author puts forward five suggestions for start. Among them, the author discusses the intellectual property trust registration system should be established in China, as well as the specific construction of the system. In addition, in order to promote intellectual property trust, the state should give preferential policies in tax and other policies.
In order to promote the industrialization of IPR for the purpose of specialization of intellectual property trust advocated the use of the financial instruments management, trying to maximize the interests of intellectual property rights, encourage innovation, to further improve China's intellectual property research and development ability, enhance the international competitiveness of enterprises.

【学位授予单位】：西南政法大学
【学位级别】：硕士
【学位授予年份】：2009
【分类号】：D922.282

【引证文献】