我国知识产权证券化法律制度建设研究

发布时间：2018-03-16 09:05

本文选题：知识产权　切入点：证券化　出处：《华南理工大学》2014年硕士论文　论文类型：学位论文

【摘要】：当今是知识经济的时代，如何开发利用好知识产权资产已经成为世界各国重要的议题。知识产权证券化就是一种重要的开发利用知识产权资产的手段。它是知识产权制度创新和金融工程创新的产物，是知识产权融资的重要发展趋势。开展知识产权证券化研究，，对于拓宽资产证券化品种、提高知识产权产业转化率、解决企业融资难、降低融资成本、增强我国自主创新能力和建设创新型国家具有重要意义。目前，国内外对知识产权证券化的研究大都从经济学、金融学的角度开展，本文则以法学为研究视角，通过文献研究的方法，从资产证券化的概念入手，对知识产权证券化的概念进行了剖析，厘清了目前国内理论界存在的一些误区，重新界定了知识产权证券化的概念，丰富了其内涵；在此基础上，对知识产权证券化中的法律关系主体、客体、内容、特殊目的机构（SPV）以及“真实销售”（True sale）等进行了较为深入的研究；然后，运用历史分析和比较分析的方法，对国外（以美国、日本两种模式为代表）知识产权证券化实践情况进行了剖析，总结了其借鉴意义；最后，从政策、法制、实践等三个方面，就知识产权证券化在我国实施的可行性进行了阐述，揭示了我国实施知识产权证券化所面临的法律上的困难和障碍，进而提出了一系列我国实施知识产权证券化的法律制度建议。
[Abstract]:Today is the era of knowledge economy. How to develop and utilize intellectual property assets has become an important issue all over the world. Intellectual property securitization is an important means to develop and utilize intellectual property assets. It is the product of intellectual property system innovation and financial engineering innovation. Intellectual property securitization is an important development trend in intellectual property financing. To broaden the variety of asset securitization, to increase the conversion rate of intellectual property industry, to solve the financing difficulties of enterprises and to reduce financing costs, It is of great significance to strengthen China's independent innovation ability and build an innovative country. At present, the research of intellectual property securitization at home and abroad is mostly carried out from the angle of economics and finance. This paper analyzes the concept of intellectual property securitization, clarifies some misunderstandings existing in domestic theoretical circle, redefines the concept of intellectual property securitization and enriches its connotation. In this paper, the subject, object, content, SPV and True sales of intellectual property securitization are studied deeply, and then, by using the methods of historical analysis and comparative analysis, the foreign countries are analyzed. The paper analyzes the practice of intellectual property securitization in Japan and summarizes its significance. Finally, it expounds the feasibility of implementing intellectual property securitization in China from three aspects: policy, legal system and practice. This paper reveals the legal difficulties and obstacles in the implementation of intellectual property securitization in China, and then puts forward a series of legal system suggestions for the implementation of intellectual property securitization in China.
【学位授予单位】：华南理工大学
【学位级别】：硕士
【学位授予年份】：2014
【分类号】：D923.4;D922.287

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