中小型高新技术企业专利信托融资研究

发布时间：2018-08-07 21:01

【摘要】：随着知识经济时代的来临，以专利为代表的知识经济正逐渐成为人类经济增长的重要推动力，中小型高新技术企业在推动国民经济发展的过程当中，能够发挥出重要作用。但是，中小型高新技术企业却也始终面临着几个阻碍发展的问题，包括资金短缺、融资困难等，，从而延迟了我国推进专利转化、知识产权资本化的进程，严重制约了我国专利企业发展壮大、走向国际化的步伐。因而，积极推进我国中小型高新技术企业融资研究具有重要的理论与实践意义。本文首先从企业融资约束理论着手，并立足于中小型高新技术企业融资困境的现状及高新技术企业资金需求特征，分析了现有融资方式的不足及缺陷，引出了创新金融工具、引进专利信托满足中小型高新技术企业多样化的融资需求的理念。在对信托及信托融资的功能、特征进行分析的基础上，本文从解决专利企业资信、专利融资成本、融资风险以及融资方式等多角度分析了通过信托渠道来集中解决中小型高新技术企业专利融资困难的现实问题，论述了其中的可操作性。论文在明确专利信托融资可行性基础上提出了可供企业选择的四种专利信托融资模式，即专利信托贷款模式、股权信托投资模式、专利基金组合信托模式、专利资产证券化模式，简单分析了四种模式各自的特点、操作流程及运行条件，建立了各自的融资模式框架。最后，在前文分析的基础上，针对专利信托融资模式及运行环境等可能存在的障碍，论文立足于法制、登记、税务、监管等多个角度，从微观与宏观层面提出了完善我国中小型高新技术企业专利信托融资的具体措施。本文主要是对我国中小型高新技术企业专利信托融资过程当中遇到的相关问题进行了论述，就建立具有可行性的专利信托融资模式进行了理论探讨，以期为解决我国中小型高新技术企业专利融资难问题提供一定的参考与借鉴。
[Abstract]:With the coming of the era of knowledge economy, the knowledge economy represented by patent is gradually becoming the important driving force of human economic growth, and small and medium-sized high-tech enterprises can play an important role in the process of promoting the development of national economy. However, small and medium-sized high-tech enterprises are still facing several problems that hinder their development, including the shortage of funds and difficulties in financing, thus delaying the process of patent transformation and intellectual property capitalization in China. Seriously restricted our country patent enterprise development grows, moves toward the internationalization step. Therefore, it is of great theoretical and practical significance to actively promote the financing research of medium and small-sized high-tech enterprises in China. This paper starts with the financing constraint theory of the enterprise, and based on the current situation of the financing dilemma of the medium and small high-tech enterprises and the characteristics of the capital demand of the high-tech enterprises, analyzes the shortcomings and defects of the existing financing methods, and leads to the innovative financial instruments. The introduction of patent trusts to meet the diversified financing needs of small and medium-sized high-tech enterprises. On the basis of analyzing the functions and characteristics of trust and trust financing, this paper deals with the credit of patent enterprises and the cost of patent financing. This paper analyzes the practical problems of solving the difficulty of patent financing of medium and small high-tech enterprises through trust channels from many angles such as financing risks and financing methods, and discusses the maneuverability of these problems. On the basis of defining the feasibility of patent trust financing, this paper puts forward four kinds of patent trust financing modes, which are patent trust loan mode, equity trust investment mode, patent fund combination trust mode. This paper briefly analyzes the characteristics, operation flow and operating conditions of the four modes, and sets up their respective financing model framework. Finally, on the basis of the above analysis, aiming at the possible obstacles of patent trust financing mode and operating environment, the paper is based on the legal system, registration, taxation, supervision and so on. This paper puts forward the concrete measures to perfect the patent trust financing of medium and small high-tech enterprises in China from the micro and macro level. This paper mainly discusses the related problems encountered in the process of patent trust financing for small and medium-sized high-tech enterprises in China, and makes a theoretical discussion on the establishment of a feasible patent trust financing model. In order to solve the problem of patent financing of small and medium-sized high-tech enterprises in China to provide some reference and reference.
【学位授予单位】：西南政法大学
【学位级别】：硕士
【学位授予年份】：2013
【分类号】：D923.42

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