技术标准下专利权滥用行为的反垄断规制研究
发布时间：2018-08-13 11:39
【摘要】：技术标准与专利的结合，是知识经济和高新技术迅猛发展的产物，也是当今世界经济发展的必然趋势。这不仅给企业带来了规模经济效益，同时也有利于为消费者谋福利。但是，技术标准与专利的结合在发挥其积极效用的同时也容易产生专利权的滥用，，包括标准制定过程中违反专利信息披露义务、专利拒绝许可、歧视性待遇等。并且此类专利权滥用行为由于标准所固有的公共性和强制性等特征而更具杀伤力。当前发达国家优势企业为获取最大利益，制定并施行“技术专利化，专利标准化，标准国际化”的标准化战略，更使得专利与标准的结合实质成为隐形的贸易壁垒，对国内企业的正当利益、技术创新秩序、有效竞争秩序造成很大的损害和威胁。我国目前虽已出台《反垄断法》，但其中对于知识产权的反垄断规定过于笼统。本文从技术标准与专利权的含义和制度价值出发，分析二者结合的必然性，介绍技术标准下专利权滥用行为的具体表现形式，通过分析借鉴美国、欧盟、日本对技术标准中专利权滥用行为的反垄断规制现状，建议对技术标准垄断采用合理性原则为主、本身违法原则为辅的分析原则，同时制定知识产权领域的反垄断法指南并完善反垄断规制的运行机制。
[Abstract]:The combination of technical standards and patents is the product of the rapid development of knowledge economy and high technology, and is also the inevitable trend of economic development in the world today. This not only brings economies of scale to enterprises, but also benefits consumers. However, the combination of technical standards and patents is prone to abuse of patent rights while exerting its positive effect, including violation of the obligation of patent information disclosure in the process of standard making, refusal of patent license, discriminatory treatment and so on. Moreover, this kind of patent abuse is more harmful because of the characteristic of publicity and compulsion inherent in the standard. At present, in order to obtain the maximum benefit, the advantage enterprises of developed countries formulate and implement the standardization strategy of "technology patenting, patent standardization, standard internationalization", which makes the combination of patent and standard become an invisible trade barrier in essence. It causes great damage and threat to the legitimate interests of domestic enterprises, the order of technological innovation and the order of effective competition. Although our country has issued Antimonopoly Law, the anti-monopoly regulation of intellectual property is too general. Starting from the meaning and institutional value of technical standard and patent right, this paper analyzes the inevitability of combining them, introduces the concrete forms of patent abuse under technical standard, and draws lessons from the United States and European Union. Japan's anti-monopoly regulation of patent abuse in technical standards suggests that the principle of rationality should be applied to the monopoly of technical standards, supplemented by the principle of illegality. At the same time, it formulates the guide of anti-monopoly law in the field of intellectual property and consummates the operating mechanism of anti-monopoly regulation.
【学位授予单位】：苏州大学
【学位级别】：硕士
【学位授予年份】：2013
【分类号】：D922.294;D923.42
本文编号：2180873
[Abstract]:The combination of technical standards and patents is the product of the rapid development of knowledge economy and high technology, and is also the inevitable trend of economic development in the world today. This not only brings economies of scale to enterprises, but also benefits consumers. However, the combination of technical standards and patents is prone to abuse of patent rights while exerting its positive effect, including violation of the obligation of patent information disclosure in the process of standard making, refusal of patent license, discriminatory treatment and so on. Moreover, this kind of patent abuse is more harmful because of the characteristic of publicity and compulsion inherent in the standard. At present, in order to obtain the maximum benefit, the advantage enterprises of developed countries formulate and implement the standardization strategy of "technology patenting, patent standardization, standard internationalization", which makes the combination of patent and standard become an invisible trade barrier in essence. It causes great damage and threat to the legitimate interests of domestic enterprises, the order of technological innovation and the order of effective competition. Although our country has issued Antimonopoly Law, the anti-monopoly regulation of intellectual property is too general. Starting from the meaning and institutional value of technical standard and patent right, this paper analyzes the inevitability of combining them, introduces the concrete forms of patent abuse under technical standard, and draws lessons from the United States and European Union. Japan's anti-monopoly regulation of patent abuse in technical standards suggests that the principle of rationality should be applied to the monopoly of technical standards, supplemented by the principle of illegality. At the same time, it formulates the guide of anti-monopoly law in the field of intellectual property and consummates the operating mechanism of anti-monopoly regulation.
【学位授予单位】：苏州大学
【学位级别】：硕士
【学位授予年份】：2013
【分类号】：D922.294;D923.42
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本文编号：2180873
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