完善专利制度提升我国专利申请质量

发布时间：2019-06-14 14:53

【摘要】：本论文主要以专利制度的完善为视角，探讨如何通过立法层面提升我国专利申请质量。全文首先通过分析梳理国内外研究现状，，确定专利质量的概念主要有两类定义：一类是基于社会使用的角度给出的定义；一类是基于专利产生的过程给出的定义。基于专利产生的过程，本文明确界定了专利申请质量的概念，即是指创新主体和科技中介机构从事专利申请活动的质量。本文所指的专利申请质量，不仅包括了专利申请文件的撰写质量，也包含了专利申请行为的质量。在明确定义的基础上，利用数据分析了我国专利申请质量存在的五方面不足，并指出通过立法层面提升我国专利申请质量的必要性和重要性。通过研究《专利法》和《专利法实施细则》、阅读相关的文献资料和对相关司法案例的分析，本文阐述了我国现行法律体系对专利申请质量的影响，并着重分析了第三次专利法修改中体现的申请质量导向和国家知识产权局于2007年8月发布《关于规范专利申请行为的若干规定》所起的作用。在此基础上指出现行法律法规中尚待进一步完善的三个环节,分别是专利申请的受理环节、初步审查环节和专利代理环节。针对上述三个环节，本文提出在立法层面促进专利申请质量的主要建议。首先，完善专利申请受理制度，确定专利申请号的法律意义，消除专利在申请阶段的泡沫；其次，进一步限定发明创造的定义，认为抄袭现有技术的专利申请不属于发明创造的范畴；最后，对同样的发明创造的定义作了扩大解释，明确同样的发明创造应当包括实质相同的情况。除了完善《专利法》及其实施细则的相关法条之外，本文还就如何对配套法规规章及政策做适应性的修改提出了建议。具体而言，包括如何完善国家及地方专利资助政策、如何完善专利代理相关的法规规章。通过上述修改，完善了现有法律和法规、政策的质量导向，从立法层面上规制了专利申请行为，让促进专利申请质量的提升有法可依。
[Abstract]:This paper, based on the perfection of the patent system, discusses how to improve the quality of the patent application through the legislative level. First of all, through the analysis of the current research situation at home and abroad, it is determined that the concept of patent quality is mainly divided into two categories: one is defined based on the angle of social use, and one is the definition based on the process of patent production. Based on the process of patent production, this paper clearly defines the concept of patent application quality, that is to refer to the quality of the patent application activity of the innovation main body and the science and technology intermediary. The quality of the patent application referred to herein includes not only the quality of the writing of the patent application document, but also the quality of the patent application behavior. On the basis of clear definition, the author makes use of the data analysis of the five aspects of the quality of the Chinese patent application, and points out the necessity and importance of improving the quality of the Chinese patent application through the legislative level. Through the study of the Patent Law and the Implementing Rules of the Patent Law, and the relevant literature and the analysis of the relevant judicial cases, this paper expounds the shadow of the quality of the patent application in China's current legal system. In response, the author analyzed the application quality guidance embodied in the modification of the third patent law and the publication of the State Intellectual Property Office in August,2007. On the basis of this, it is pointed out that there are three links to be further improved in the current laws and regulations, which are the receiving part of the patent application, the preliminary examination and the patent agent ring. For the above three links, this paper proposes to promote the quality of the patent application at the legislative level. It is proposed that the patent application acceptance system should be improved, the legal meaning of the patent application number is determined, and the foam of the patent in the application stage is eliminated; secondly, the definition of the invention-creation is further defined, and the patent application for copying the prior art does not belong to the scope of the invention-creation and finally, the definition of the same invention and creation is expanded and explained, and the same invention and creation should include the same In addition to the perfection of the relevant laws and regulations of the Patent Law and its implementing rules, the paper also puts forward some suggestions on how to adapt the regulations and policies of the supporting laws and regulations. Recommendations. Specifically, including how to improve national and local patent financing policies, and how to improve patent agency-related laws Through the above-mentioned changes, the existing laws and regulations and the quality guidance of the policy are improved, and the patent application behavior is regulated from the legislative level, so that the promotion of the quality of the patent application is promoted.
【学位授予单位】：中国社会科学院研究生院
【学位级别】：硕士
【学位授予年份】：2013
【分类号】：D923.42

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