政府补贴对我国钢铁企业出口影响的研究

发布时间：2018-01-25 01:52

本文关键词： 钢铁企业政府补贴出口影响 DEA模型　出处：《华东师范大学》2017年硕士论文　论文类型：学位论文

【摘要】：当前我国钢铁业内忧外困,国际市场上,"逆全球化"思潮和贸易保护主义倾向有所抬头,2016年,我国钢铁出口遭遇了来自20个国家和地区发起的48起贸易救济调查,案件数量上升了 29.7%;而国内也面临着各种问题,技术创新实力不强,研发能力薄弱等问题。2016年10月28日,工信部印发《钢铁工业调整升级十三五规划》,将我国钢铁产业发展目标锁定为:化解产能过剩、进行大型结构性重组、遏制行业无序竞争、加大产品创新、促进绿色发展,以及鼓励企业走出去。从当前来看,政府调控仍然在钢铁产业中起着关键性作用,而税费返还和政府项目补助这两种政府补贴方式也仍是政府扶持钢铁产业的主要财政手段,如何合理的运用其来鼓励钢铁企业进行创新,结构调整,化解我国产能过剩,同时又尽可能避免一定的外部摩擦值得研究。纵观前人研究成果,在政府对产业扶持的实证研究中,大多数文献的研究重点集中于政府补贴动机或是对农业、能源、渔业等行业或是研发补贴等领域,鲜有文献涉及钢铁领域补贴的实证研究。而有关钢铁产业的研究,多是关于国家产业政策对于我国钢铁企业的影响的研究。本文在已有研究成果的基础上予以创新,在研究方法上运用实证分析的方法,通过建立模型来研究政府补贴对上市钢铁企业的出口影响,具有较强的针对性。本文的写作思路为,首先阐述了本文的研究背景及意义、国内外的研究综述、研究内容和研究方法,以及本文的创新点与不足。然后从政府补贴的相关理论和传导机制进行了介绍,继而介绍了我国钢铁产业的现状与形成原因,政府政策的演变趋势,我国补贴的具体方法和补贴的深度与广度。在补贴政策的实证研究中,本文选取了 28家上市的钢铁企业,运用2007-2015年9年间的贸易收入,借助面板实证回归系统地研究了税费返还和政府项目补助对钢铁业上市公司的出口贸易影响。得出回归结论后,运用DEA模型,研究了政府补贴效率。最后,以实证回归结论为基础,结合目前中国钢铁企业出口贸易的补贴政策的实际情况,提出政策建议。
[Abstract]:At present, the steel industry in our country is facing difficulties inside and outside. In the international market, the trend of "anti-globalization" and trade protectionism has risen, 2016. China's steel export encountered 48 trade relief investigations from 20 countries and regions, the number of cases increased by 29.7; But the domestic also faces each kind of question, the technical innovation strength is not strong, the research and development ability is weak and so on. In October 28th 2016, the Ministry of Industry and Information Technology issued "the Iron and Steel Industry Adjustment and upgrading 13th Five-Year Plan". The development goal of China's iron and steel industry is to resolve overcapacity, carry out large-scale structural reorganization, curb the disorderly competition of the industry, increase product innovation and promote green development. And to encourage enterprises to go out. From the current point of view, government regulation still plays a key role in the steel industry. The return of taxes and fees and government project subsidies these two forms of government subsidies are still the main financial means for the government to support the iron and steel industry how to use them to encourage iron and steel enterprises to innovate and adjust the structure. At the same time, it is worth studying to avoid some external friction as far as possible. Throughout the previous research results, in the empirical study of government support to the industry. Most of the literature focuses on government subsidy incentives or industries such as agriculture, energy, fisheries or R & D subsidies. There is little literature on the empirical research on the subsidies in the field of iron and steel, and the research on the steel industry. Most of the research is about the impact of national industrial policy on the iron and steel enterprises in China. This paper innovates on the basis of the existing research results and uses the empirical analysis method in the research method. Through the establishment of a model to study the impact of government subsidies on the export of listed iron and steel enterprises, has a strong pertinence. Research content and research methods, as well as the innovation of this article and shortcomings. Then from the relevant theory of government subsidies and transmission mechanism were introduced, and then introduced the status quo and formation reasons of China's iron and steel industry. The evolvement trend of government policy, the concrete method of subsidy and the depth and breadth of subsidy in our country. In the empirical study of subsidy policy, this paper selects 28 listed steel enterprises. Using the trade income from 2007 to 2015, the paper systematically studies the impact of tax return and government project subsidy on the export trade of listed steel companies with the help of panel empirical regression. Using DEA model, the paper studies the efficiency of government subsidy. Finally, on the basis of empirical regression conclusion, combined with the actual situation of export trade policy of Chinese iron and steel enterprises, some policy suggestions are put forward.
【学位授予单位】：华东师范大学
【学位级别】：硕士
【学位授予年份】：2017
【分类号】：F426.31;F752.62;F812.45

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