基于DEA的建设工程技术创新与项目效率动态评价方法

发布时间：2018-05-28 05:19

本文选题：系统动力学 + 数据包络分析　；参考：《电子科技大学》2017年硕士论文

【摘要】：“一带一路”战略和“亚投行”成立为我国工程承包企业参与国外基础设施建设提供了良好机遇,《国家新型城镇化规划(2014~2020年)》和“十三五”规划提出了我国下一阶段的城镇化目标,可以预见未来若干年我国工程建设行业将保持快速发展态势。与此同时,建设创新型国家是我国的重大战略,为适应城镇化、现代化和工业化发展需求,建设工程项目规模不断加大,迫切需要技术创新支持工程建设行业发展,项目创新性持续提升。技术创新可以降低成本、加快进度、提高质量、保护环境,是衡量建设工程项目成功的关键指标。针对建设工程项目进行项目效率和技术创新效率评价可以提升项目管理水平,进而提升项目成功的概率。因此,构建科学合理的评价方法显示尤为重要。本文针对建设工程项目效率问题,结合当前工程建设行业的发展趋势以及我国建设创新型国家战略,分别探究项目效率与技术创新效率评价方法。在项目效率方面,现有文献主要通过进度绩效、成本绩效、质量绩效度量项目管理水平,这些指标未能充分体现项目整体效率。本文基于项目成功程度的衡量标准——有效管理程度、利益相关者满意度、市场竞争水平——构建评价指标。针对项目效率受众多关键因素影响且各因素之间反馈关系复杂等问题,本文运用系统动力学分别构建管理绩效模型、业主满意度模型和市场竞争力模型,以量化评价指标值。最后运用DEA方法评价项目效率,选取6个关键因素进行敏感性分析,结果表明提升CPI是提高项目效率的最有效途径。在技术创新效率方面,现有文献主要从区域、产业、企业等层面探讨技术创新效率评价方法。工程承包企业是典型的项目型企业,技术创新需从项目提炼。因此,本文从项目层面探讨技术创新效率评价方法。分别从经济和组织行为视角分析技术创新效率的影响因素,围绕技术创新能力构建系统动力学模型,量化评价指标值。最后运用DEA方法评价技术创新效率,并针对3个关键因素进行敏感性分析,结果表明提高专利工法申请量是提升技术创新效率的最有效途径。本文提出的效率评价方法包含多方面、多层次评价指标,能够全面反映当前建设工程项目的管理目标。运用本文提出的评价方法分析项目效率与技术创新效率能够促进社会、企业、项目目标统筹协调,助力创新型国家建设。本文的研究结果为评价项目效率与技术创新效率提供有效途径,为提升项目管理与技术创新水平提供方法依据。
[Abstract]:The "Belt and Road" strategy and the establishment of the "AIIB" have provided a good opportunity for Chinese project contracting enterprises to participate in the construction of foreign infrastructure. The "National New urbanization Plan 2014-2020)" and the "13th Five-Year Plan" have proposed the next plan of our country. Stage of urbanization, It can be predicted that China's engineering construction industry will maintain a rapid development trend in the coming years. At the same time, the construction of innovative country is an important strategy of our country. In order to meet the needs of urbanization, modernization and industrialization, the scale of construction project is increasing constantly, and the technical innovation is urgently needed to support the development of engineering and construction industry. Project innovation continues to improve. Technological innovation can reduce the cost, accelerate the progress, improve the quality and protect the environment. It is the key index to measure the success of the construction project. Evaluation of project efficiency and technological innovation efficiency for construction projects can improve the level of project management and then enhance the probability of project success. Therefore, it is very important to construct a scientific and reasonable evaluation method. Aiming at the problem of construction project efficiency, combined with the development trend of current engineering construction industry and the national strategy of construction innovation in China, this paper probes into the evaluation methods of project efficiency and technological innovation efficiency respectively. In terms of project efficiency, the existing literature mainly measures the project management level through schedule performance, cost performance and quality performance, which can not fully reflect the overall efficiency of the project. Based on the criteria of project success-effective management degree, stakeholder satisfaction, market competition level-an evaluation index is constructed. Aiming at the problem that the project efficiency is influenced by many key factors and the feedback relationship between the factors is complex, this paper uses system dynamics to construct the management performance model, the owner satisfaction model and the market competitiveness model, respectively, in order to quantitatively evaluate the index value. Finally, the DEA method is used to evaluate the project efficiency, and six key factors are selected for sensitivity analysis. The results show that improving the CPI is the most effective way to improve the project efficiency. In terms of technological innovation efficiency, the existing literature mainly discusses the evaluation methods of technological innovation efficiency from the aspects of region, industry and enterprise. The project contract enterprise is a typical project type enterprise, the technological innovation needs to be refined from the project. Therefore, this paper discusses the evaluation method of technological innovation efficiency from the project level. The factors influencing the efficiency of technological innovation are analyzed from the perspective of economic and organizational behavior respectively. The system dynamics model is built around the ability of technological innovation and the index value is quantitatively evaluated. Finally, the DEA method is used to evaluate the efficiency of technological innovation, and the sensitivity analysis of three key factors is carried out. The results show that the most effective way to improve the efficiency of technological innovation is to increase the amount of patent application. The efficiency evaluation method proposed in this paper includes multi-level and multi-level evaluation indexes, which can reflect the management objectives of current construction projects. Using the evaluation method proposed in this paper to analyze the efficiency of project and technology innovation can promote the coordination of social, enterprise and project objectives, and help the construction of innovative country. The results of this paper provide an effective way to evaluate the efficiency of project and technological innovation, and provide the method basis for improving the level of project management and technological innovation.
【学位授予单位】：电子科技大学
【学位级别】：硕士
【学位授予年份】：2017
【分类号】：F224;F426.92

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