跨国并购新趋势下我国证券交易所公司化的法律思考

发布时间：2018-01-01 07:37

本文关键词：跨国并购新趋势下我国证券交易所公司化的法律思考　出处：《上海金融》2011年11期 　论文类型：期刊论文

【摘要】：全球金融一体化的趋势与市场竞争压力的加剧,使得全球新一轮证券交易所跨国并购浪潮再次掀起。在推动我国资本市场发展进程中,证券交易所公司化转型是提升我国资本市场市场化与国际化水平的重要前提。面对证券交易所公司化改制引发的证券交易所商业角色与监管角色失衡、自我上市与自我监管冲突、监管权力滥用以及自律监管与公共监管冲突等一系列问题,应当立足我国证券交易所的自身发展状况,结合国外成功经验,适时更新自律概念的内涵,重新设定自律监管模式,并作出相应的制度安排,如完善内部治理、强化外部监管、健全信息披露等,从而有效消除公司化改制带给自律监管的影响,优化公司制证券交易所的作用。
[Abstract]:The trend of global financial integration and market competition intensifies the cross-border mergers and acquisitions, the wave of a new round of global stock exchange set off again. In the process of promoting the development of China's capital market, securities Exchange Company transformation is an important premise to improve China's capital market liberalization and internationalization level. Facing the reform caused by the securities Exchange Company stock exchange business the role and the role of supervision and self supervision market imbalance, self conflict, a series of problems in supervision of power abuse and self conflict supervision and public supervision, should be based on China's securities exchange, its own development, combined with the successful experience of foreign countries, timely update the concept of autonomy connotation, re set the self regulation mode, and make corresponding arrangements such as, improve internal governance, strengthening external supervision, improve the information disclosure, so as to effectively eliminate the restructuring of the company Bring the influence of self-regulation and optimize the role of the company stock exchange.

【作者单位】：安徽大学法学院;
【基金】：安徽大学研究生学术创新研究项目(项目编号:YFC090087)的阶段性研究成果
【分类号】：D922.28;D922.291.91;F832.51
【正文快照】： 一、紧迫性:全球新一轮证券交易所并购浪潮的频现(一)全球证券交易所并购潮的再次涌起2010年10月,全球新一轮的交易所跨国并购潮初见端倪。10月25日,新加坡交易所欲收购澳大利亚证券交易所,并于12月25日获得了澳洲竞争与消费者委员会的批准。在紧接着的2011年里,交易所跨国并

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