欧盟金融机构复原与处置法律框架评述

发布时间：2018-02-24 07:07

本文关键词： 欧盟金融机构金融机构复原金融机构处置金融机构破产　出处：《证券市场导报》2011年08期 　论文类型：期刊论文

【摘要】：欧盟委员会继2010年10月20日发布关于欧盟金融业危机管理框架后,于2011年1月6日再次对外公布了关于欧盟金融机构复原与处置框架的工作文件,该文件是泛欧金融机构破产体系建设的重要步骤。根据金融机构所处的不同风险状况,该危机处置框架分设了风险阻却、早期干预与危机处置三个层次;同时提供了企业出售工具、过桥银行工具、资产剥离工具以及债务转换工具来进行危机金融机构的处置。该框架是欧盟在此次金融危机处置过程中的经验与教训的总结,也反映出未来法律变化的趋势。其中,风险阻却的法律措施、金融集团内部财务支持、特别管理人的任命、危机处置基金等制度内容值得借鉴。
[Abstract]:Following the release of the EU Financial crisis Management Framework on October 20th 2010, the European Commission again published a working paper on the EU Financial institutions recovery and disposal Framework on January 6th 2011, This document is an important step in the construction of the financial institution bankruptcy system in pan-Europe. According to the different risk situation of the financial institution, the framework of the crisis disposal is divided into three levels: risk resistance, early intervention and crisis disposal. At the same time, it provides enterprise selling tools, bridge bank tools, asset divestiture tools and debt conversion instruments to deal with crisis financial institutions. The framework is a summary of the EU's experience and lessons learned in the handling of the financial crisis. It also reflects the trend of law change in the future. Among them, legal measures of risk resistance, financial support within financial groups, appointment of special managers and crisis disposal funds are worthy of reference.
【作者单位】：北京师范大学法学院;
【分类号】：D95;DD912.28;F835

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