中国OFDI反向技术溢出效应研究

发布时间：2018-04-14 21:21

本文选题：对外直接投资 + 反向技术溢出　；参考：《天津财经大学》2013年硕士论文

【摘要】：当今世界经济一体化进程加快,国际间资本流动也越来越活跃,许多发展中国家开始向发达国家进行直接投资,其动机之一便是期望能够通过对外直接投资获取国外先进科学技术,实现从东道国向母国企业的反向技术溢出。我国作为最大的发展中国家,多年来“走出去”战略的大力施行使得现阶段我国对外直接投资水平具有了相当的规模,其对我国经济社会各方面的影响也越来越显著。关于技术溢出效应,之前大多数学者主要关注于外商直接投资以及国际贸易方面,对于对外直接投资的反向技术溢出效应研究起步较晚,我国对外直接投资的迅速发展是否真正能够带动提高国内生产技术水平,这一论题的研究将具有深刻的理论以及现实意义。本文总共分为五部分,以我国对外直接投资为研究对象,探究其对国内技术水平的反向促进效果。第一部分介绍文章的选题背景、研究意义以及国内外研究现状；第二部分对发展中国家关于对外直接投资反向技术溢出的相关理论基础进行阐述,进而剖析了反向技术溢出的作用机制及前提基础；第三部分是关于我国当前对外直接投资的现状、特征分析,并针对我国企业对外直接投资的反向技术获取实践行为做了介绍；第四部分是实证分析,首先运用DEA-Malmquist指数法测算出我国全要素生产率变动率,将其做为技术变动衡量指标,然后再进行对外直接投资反向技术溢出存在性实证以及反向技术溢出作用力分解实证；第五部分根据前四部分的分析,总结结论并给出我国对外直接投资的一些建议。在理论分析和实证分析的基础上,本文得出以下结论：1、中国对外直接投资存在反向技术溢出；2、这种反向技术溢出效果主要来源于对外直接投资中的国外研发资本；3、与国内研发投入对国内技术影响水平相比,国外研发资本的反向技术溢出效应较弱；4、对外直接投资对国内技术水平的影响可以分解为对纯技术进步的影响以及对技术效率水平的影响两方面,其中,对外直接投资的反向技术溢出效果主要体现在对国内技术效率水平的提高方面。
[Abstract]:As the process of world economic integration accelerates and international capital flows become more and more active, many developing countries begin to make direct investment in developed countries.One of its motivations is to obtain foreign advanced science and technology through foreign direct investment and realize reverse technology spillover from host country to home country.China, as the largest developing country, has been carrying out the "going out" strategy for many years, which makes the level of China's foreign direct investment have a considerable scale at present, and its influence on all aspects of China's economy and society is becoming more and more obvious.As for the technology spillover effect, most scholars focused on foreign direct investment and international trade, but the reverse technology spillover effect of foreign direct investment started late.The research on whether the rapid development of China's foreign direct investment (FDI) can really promote the improvement of domestic production technology level will have profound theoretical and practical significance.This paper is divided into five parts, taking China's foreign direct investment as the research object to explore its reverse promotion effect on domestic technology level.The first part introduces the background of the topic, the significance of the research and the current research situation at home and abroad. The second part describes the theoretical basis of reverse technology spillover of foreign direct investment in developing countries.The third part is about the current situation and characteristics of China's foreign direct investment, and introduces the practice of reverse technology acquisition of Chinese enterprises' foreign direct investment.The fourth part is the empirical analysis. First, the DEA-Malmquist index method is used to measure the rate of total factor productivity change in China, which is used as a measure of technical change.Then the existence of FDI reverse technology spillover and reverse technology spillover force decomposition empirical; the fifth part according to the analysis of the first four parts summarize the conclusions and give some suggestions of China's foreign direct investment.On the basis of theoretical analysis and empirical analysis,In this paper, the following conclusions are drawn: 1. The reverse technology spillover exists in China's FDI, which mainly comes from the foreign R & D capital in FDI, compared with the influence level of domestic R & D investment on domestic technology.The reverse technology spillover effect of foreign R & D capital is weak. The impact of foreign direct investment on domestic technology level can be divided into two aspects: the impact on pure technological progress and the impact on technological efficiency.The reverse technology spillover effect of FDI is mainly reflected in the improvement of domestic technology efficiency.
【学位授予单位】：天津财经大学
【学位级别】：硕士
【学位授予年份】：2013
【分类号】：F832.6;F752.67

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