国有创投机构运行机制和监管体制研究

发布时间：2018-04-24 07:03

本文选题：国有创投机构 + 运行机制　；参考：《复旦大学》2013年硕士论文

【摘要】：随着我国金融市场体系发展的逐步成熟,在国家大力发展新兴技术产业的大背景下,国内创业投资行业获得了飞速的发展。同时,随着中国经济的高速发展,国外创投机构不断涌入我国,大量民间资本也纷纷进入这一市场,这就给国有创投行业带来了激烈的市场竞争。国有创投机构是忠实履行国家产业发展政策的重要平台,是国内创投行业的重要组成部分,也是实现国有资产保值增值的重要媒介。自在我国出现以来,凭借国企背景、雄厚的资金、优秀的人才等先天条件,迅速在境内创投市场占据了较高的市场份额。但由于国资企业在运行机制上的僵化和监管体制上的不健全,加之其日益受到民间资本和外资机构的激烈竞争,使得国有创投机构近几年的发展呈现出乏力的状态,这对我国产业结构发展战略转型升级是极其不利的。因此,开展国有创投机构运行机制和监管体制方面的研究是非常具有必要性的。本文在介绍了课题研究的背景意义、国内外研究现状、本文研究方法和创新点之后,阐述了创投机构的基础概念；利用SWOT分析法,对国有创投机构发展中的优势、劣势、机会和挑战进行了分析；对美国、英国和日本等欧美国家创投机构的发展演变进行了全面的介绍,梳理了我国创投行业的发展状况。其次,阐述了国有创投机构的发展历程、发展模式和发展特征,全面分析了国有创投机构的运行机制和监管体制的现状,从国有创投机构、政府和行业监管等两个层面,指出了其中存在的问题,并对问题的形成原因进行了全面的剖析。随后,对欧美国家、外资和民营创投机构的发展经验进行了总结和阐述,并以之为参考,从积极提高创投机构管理机制的科学性、建立起完善的投资管理监管体系、政府相关部门予以必要的的政策倾斜等三个方面,提出了改善国有创投机构运行机制和监管体制效果的建议和对策,希望为国有创投机构运营的持续改进有所裨益。在本文分析过程中,采用了文献收集整理法,对创业投资机构发展的国内外研究现状进行了分析,为本文的研究提供了有益的思路；采用了数据收集和分析法,对欧美国家创投机构和国有创投机构的发展演变进行了分析,阐述了其发展现状；采用了SWOT分析法,对国有创投机构发展中的优势、劣势、机会和挑战进行了分析,为提出相应的措施和建议,提供了坚实的基础。
[Abstract]:With the development of the financial market system in China, the domestic venture capital industry has been developing rapidly under the background of the country vigorously developing the emerging technology industry. At the same time, with the rapid development of China's economy, foreign venture capital institutions continue to pour into our country, a large number of private capital has entered this market, which has brought fierce market competition to the state-owned venture capital industry. State-owned venture capital institution is an important platform for faithfully carrying out the national industrial development policy, an important component of domestic venture capital industry, and an important medium for realizing the maintenance and appreciation of state-owned assets. Since the emergence of our country, with the background of state-owned enterprises, abundant funds, excellent talents and other innate conditions, the domestic venture capital market quickly occupied a higher market share. However, due to the ossification of the operating mechanism of the state-owned enterprises and the imperfection of the supervisory system, coupled with the fierce competition from private capital and foreign capital institutions, the development of state-owned venture capital institutions in recent years has shown a state of weakness. This is extremely unfavorable to the strategic transformation and upgrading of China's industrial structure development. Therefore, it is necessary to carry out the research on the operation mechanism and supervision system of state-owned venture capital institutions. After introducing the background significance of the research, the current research situation at home and abroad, the research methods and innovation points of this paper, this paper expounds the basic concept of the venture capital institution, and uses SWOT analysis to analyze the advantages and disadvantages of the development of the state-owned venture capital institution. The opportunities and challenges are analyzed, and the development and evolution of venture capital institutions in America, Britain and Japan are comprehensively introduced, and the development situation of venture capital industry in China is combed. Secondly, it expounds the development course, development model and development characteristics of state-owned venture capital institutions, and analyzes the current situation of the operation mechanism and supervision system of state-owned venture capital institutions, from the two aspects of state-owned venture capital institutions, government and industry supervision, etc. The existing problems are pointed out, and the causes of the problems are analyzed in an all-round way. Then, the author summarizes and expounds the development experience of foreign capital and private venture capital institutions in Europe and the United States, and takes it as a reference to establish a sound investment management supervision system from actively improving the scientific nature of the management mechanism of venture capital institutions. Some suggestions and countermeasures are put forward to improve the operation mechanism and the effect of supervision system of state-owned venture capital institutions. It is hoped that the continuous improvement of the operation of state-owned venture capital institutions will be beneficial to the continuous improvement of the operation of state-owned venture capital institutions. In the course of the analysis of this paper, the literature collection method is used to analyze the domestic and foreign research status of the development of venture capital institutions, which provides a useful way of thinking for the research of this paper, and adopts the data collection and analysis method. This paper analyzes the development and evolution of venture capital institutions and state-owned venture capital institutions in Europe and the United States, expounds the present situation of their development, and analyzes the advantages, disadvantages, opportunities and challenges in the development of state-owned venture capital institutions by using SWOT analysis. It provides a solid foundation for putting forward corresponding measures and suggestions.
【学位授予单位】：复旦大学
【学位级别】：硕士
【学位授予年份】：2013
【分类号】：F832.39

【参考文献】