G证券公司集合资产管理业务发展问题研究
发布时间：2019-05-06 12:36
【摘要】：随着我国国民经济的快速发展,居民财富的日益积累,投资理财需求迫切,为金融市场居民理财业务发展创造了巨大空间。证券公司资产管理业务以收取管理费的收入模式有别于传统靠佣金收入为主的经纪业务,逐渐成为其收入的重要来源。集合资产管理业务作为证券公司资产管理业务的形式之一,由于对证券公司资产管理业务收入贡献最大,被越来越多的证券公司所重视。 从2005年光大证券发行的第一只证券公司集合理财产品至今,我国券商系真正意义上的集合理财业务的正式开展经历了8个年头。虽然券商集合理财产品丰富了不同偏好的投资者的投资选择,改善券商收入结构,在证券市场上也发挥着资源的优化配置作用；但是,由于近年市场行情持续低迷,证券公司在金融领域内,受到银行、基金、信托、保险等金融机构的排挤,地位呈现边缘化。证券公司之间大打佣金战,加剧了激烈的竞争。2012年5月的券商创新大会首先为券商资产管理业务的创新发展松绑,一系列新规相继推出。证券公司资产管理业务正处于转型阶段,集合资产管理业务也开始分化。面对当前市场转折期的机遇和挑战,证券公司在集合理财业务的实践中极其谨慎,急需分析发展过程中的出现的问题,总结成功的经验,探索适合自身发展的道路。
[Abstract]:With the rapid development of China's national economy, the accumulation of residents' wealth and the urgent demand for investment and financial management, it has created a huge space for the development of financial services of residents in the financial market. The income mode of asset management business of securities company is different from the traditional brokerage business, which mainly depends on the commission income, and gradually becomes an important source of its income. As one of the forms of asset management business of securities companies, pooled asset management business has been paid more and more attention by more and more securities companies because of their greatest contribution to the income of asset management business of securities companies. Since 2005, Everbright Securities issued the first securities company collective wealth management products, China's securities companies in the real sense of the formal development of the collection of financial services has experienced eight years. Although the collection of wealth management products enriches the investment choices of investors with different preferences and improves the income structure of securities firms, it also plays an optimal role in the allocation of resources in the securities market. However, due to the continued market downturn in recent years, securities companies in the financial field, by banks, funds, trust, insurance and other financial institutions, the status of marginalization. The fierce competition was exacerbated by a heavy commission war between securities firms. The May 2012 conference first loosened the innovative development of securities firms' asset management business, and a series of new rules were launched one after another. The asset management business of securities companies is in the transition stage, and the pooled asset management business also begins to differentiate. In the face of the opportunities and challenges in the current market transition period, securities companies are extremely cautious in the practice of pooling financial services. It is urgent to analyze the problems in the process of development, sum up successful experiences, and explore a path suitable for their own development.
【学位授予单位】：广西大学
【学位级别】：硕士
【学位授予年份】：2013
【分类号】：F832.39;F830.42
本文编号：2470181
[Abstract]:With the rapid development of China's national economy, the accumulation of residents' wealth and the urgent demand for investment and financial management, it has created a huge space for the development of financial services of residents in the financial market. The income mode of asset management business of securities company is different from the traditional brokerage business, which mainly depends on the commission income, and gradually becomes an important source of its income. As one of the forms of asset management business of securities companies, pooled asset management business has been paid more and more attention by more and more securities companies because of their greatest contribution to the income of asset management business of securities companies. Since 2005, Everbright Securities issued the first securities company collective wealth management products, China's securities companies in the real sense of the formal development of the collection of financial services has experienced eight years. Although the collection of wealth management products enriches the investment choices of investors with different preferences and improves the income structure of securities firms, it also plays an optimal role in the allocation of resources in the securities market. However, due to the continued market downturn in recent years, securities companies in the financial field, by banks, funds, trust, insurance and other financial institutions, the status of marginalization. The fierce competition was exacerbated by a heavy commission war between securities firms. The May 2012 conference first loosened the innovative development of securities firms' asset management business, and a series of new rules were launched one after another. The asset management business of securities companies is in the transition stage, and the pooled asset management business also begins to differentiate. In the face of the opportunities and challenges in the current market transition period, securities companies are extremely cautious in the practice of pooling financial services. It is urgent to analyze the problems in the process of development, sum up successful experiences, and explore a path suitable for their own development.
【学位授予单位】：广西大学
【学位级别】：硕士
【学位授予年份】：2013
【分类号】：F832.39;F830.42
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