东北国有森工企业森林认证评价与推进研究

发布时间：2018-05-15 11:45

本文选题：森工企业 + 森林认证　；参考：《东北林业大学》2014年博士论文

【摘要】：全世界都在关注森林消耗和由此带来的社会和环境问题,森林认证是通过市场发挥作用以减轻林业经营活动造成不利影响的制度创新。它已被世界上许多国家所接受,并迅速发展。中国作为世界上的林产品出口和进口大国一直受到国际社会的关注,我国自成立FSC工作组以来一直积极促进森林认证的启动和推动工作,森林认证发展较快,已建立了本国的森林认证体系,但还处于起步阶段。各国森林认证的发展基本上都先从试点开始,再逐步扩大认证范围。东北国有森工企业作为全国最早开展森林认证的经营单位,多次被列为试点,是我国森林认证推进的重要区域,具有较强的示范效应。为此,有必要研究东北国有森工企业森林认证的效果以及如何在东北国有森工企业成功推进森林认证,本文对于东北国有森工企业及全国森林认证推进具有重要的理论与现实意义。本文以供应链理论、制度创新理论、集体选择理论和林业经济理论为指导,运用规范分析与实证分析、比较分析等方法,对东北国有森工企业森林认证评价及推进问题进行了研究。首先对森林认证的运行机理进行了分析,认为全球化的供应链、供应链的可持续性和供应链干预是森林认证运行的主要驱动力、消费者选择理论是森林认证运行背后的经济思考、治理理论使森林认证与传统的依靠国家权力执行的公共政策相区别、信任尤其是制度信用是森林认证制度平稳运行的保证、企业社会责任是企业积极和主动参与森林认证的前提；同时对东北国有森工企业森林认证的现状进行评价,指出存在认证单位和认证面积以全局为主、森林认证类型和认证机构选择单一、认证证书保管重视不足、集体行动能力不强等问题,并分析了森林认证推动程度与利益主体的关系,指出森林认证推动水平与森工企业认证意愿和利益相关者推动程度显著相关；在此基础上,运用Logistic方法对东北国有森工企业开展森林认证的意愿进行分析,指出影响参与森林认证的因素主要是市场压力、政府扶持、领导重视情况、认证体系互认的重要性这四个因素,而且这四个因素与我们预期假设的影响方向相同。其次,在确定东北国有森工企业森林认证中关键利益相关者和角色的基础上,运用因子分析法、重要性—绩效分析和回归分析法,评价了东北国有森工企业森林认证满意度,指出利益相关者对东北国有森工企业森林认证总体相对满意,其中得分最高的是生态效益方面,其次为社会效益和经济效益。再次,运用SWOT-AHP方法对东北国有森工企业森林认证推进战略进行分析,指出应选择SO战略和ST战略,并分析了东北国有森工企业森林认证推进战略实施的思路与步骤；最后,从企业能力建设、动力机制建设、政府能力建设、配套制度建设和提高集体行动能力等方面提出东北国有森工企业森林认证推进的具体对策。
[Abstract]:The world is concerned about forest consumption and the social and environmental problems brought about by it. Forest certification is a system innovation that can play a role through the market to mitigate the adverse impact of forestry management activities. It has been accepted by many countries in the world and developed rapidly. China, as the world's largest export and importer of forest products, has been concerned by the international community. Since the establishment of the FSC working Group, China has been actively promoting the start and promotion of forest certification, and the forest certification has developed rapidly. A national forest certification system has been established, but it is still in its infancy. The development of each country forest attestation basically starts from the pilot, then expands the authentication scope step by step. As the earliest management unit of forest certification in China, the state-owned forest industry enterprises in Northeast China have been listed as pilot projects many times, which is an important area of forest certification in China and has a strong demonstration effect. Therefore, it is necessary to study the effect of forest certification in northeast state-owned forest industry enterprises and how to successfully promote forest certification in Northeast state-owned forest industry enterprises. This paper has important theoretical and practical significance for the northeast state-owned forest industry enterprises and the promotion of national forest certification. Under the guidance of supply chain theory, system innovation theory, collective choice theory and forestry economic theory, this paper applies normative analysis, empirical analysis, comparative analysis and so on. This paper studies the evaluation and promotion of forest certification in northeast state-owned forest industry enterprises. Firstly, the operating mechanism of forest certification is analyzed. It is considered that the global supply chain, the sustainability of supply chain and the intervention of supply chain are the main driving forces of forest certification. The theory of consumer selection is the economic thinking behind the operation of forest certification. Governance theory distinguishes forest certification from traditional public policies that rely on the implementation of state power. Trust, especially institutional credit, is the guarantee for the smooth operation of the forest certification system. Corporate social responsibility is the premise for enterprises to participate actively and actively in forest certification. At the same time, the present situation of forest certification of state-owned forest industry enterprises in Northeast China is evaluated, and it is pointed out that the existence of certification units and the area of certification are dominated by the overall situation. The types of forest certification and the selection of certification institutions are single, the preservation of certification certificate is not enough, the collective action ability is not strong, and the relationship between the promotion degree of forest certification and the main body of interest is analyzed. It is pointed out that the level of forest certification promotion is significantly related to the willingness of forest industry enterprises to authenticate and the degree of stakeholders' promotion, and on this basis, the paper analyzes the willingness of Northeast state-owned forest industry enterprises to carry out forest certification by using Logistic method. It is pointed out that the main factors influencing the participation in forest certification are market pressure, government support, leaders' attention to the situation, and the importance of mutual recognition of the certification system, and these four factors are the same as the influence direction of our expected assumptions. Secondly, on the basis of determining the key stakeholders and roles in forest certification of northeast state-owned forest industry enterprises, using factor analysis, material-performance analysis and regression analysis, this paper evaluates the satisfaction degree of forest certification of Northeast state-owned forest industry enterprises. It is pointed out that the stakeholders are relatively satisfied with the forest certification of the state-owned forest industry enterprises in Northeast China, of which the highest score is the ecological benefit, followed by the social and economic benefits. Thirdly, using SWOT-AHP method to analyze the forest certification promotion strategy of northeast state-owned forest industry enterprises, point out that so strategy and St strategy should be selected, and analyze the train of thought and steps of the implementation of forest certification promotion strategy of Northeast state-owned forest industry enterprises; finally, From the aspects of enterprise capacity building, power mechanism building, government capacity building, supporting system building and improving collective action ability, the paper puts forward the concrete countermeasures of forest certification promotion in northeast state-owned forest industry enterprises.
【学位授予单位】：东北林业大学
【学位级别】：博士
【学位授予年份】：2014
【分类号】：F326.2;F322

【参考文献】