相关利益群体视角下的牧业合作社治理研究
发布时间：2019-07-05 14:02
【摘要】：中国是世界第二大草原大国，畜牧业发展潜力巨大，畜牧业在国民经济中占有重要地位。近年来，全国畜牧业合作社快速发展，为克服家庭畜牧业生产的种种局限，推动畜牧业的规模化、集约化、产业化发展，提高农牧民的市场参与能力，增加农牧民收入，发挥了重要作用。但同时，我国畜牧业合作社同其他类型农民专业合作社一样，也出现了实力不强、带动能力弱、机制不健全、运作不规范等突出问题，引起了不少的争议甚至怀疑。 在青海牧区，当地从2008年开始着力发展生态畜牧业合作社，涌现出了一批运行较规范、带动力较强的示范社，其典型特征是社员将草场、牲畜入股到合作社，合作社统一经营，统一劳动分工，实行生产责任制，最终纯收益由全体社员按股分红，不再坚持家庭的独立生产经营权。与《农民专业合作社法》的相关规定比较，青海生态畜牧业合作社的内部治理明显存在一些突破，引发了当地政府部门和学界的不同认识和顾虑。针对此，本文拟主要应用利益相关者理论，以分析青海生态畜牧业合作社的合理性为着眼点，对我国合作社治理如何实现公平与效率兼顾目标、内生性因素对合作社治理的影响机理、生产型牧业合作社的地位与前景等问题进行研究。论文总共分为十章。 第一章，绪论。介绍选题的背景，明确研究的目的，阐释相关概念和理论视角，提出研究的思路和方法。 第二章，文献综述。重点对利益相关者理论、畜牧业合作社及合作社治理三方面的相关研究成果进行了梳理、总结，明确了本文研究的重点和理论范式。 第三章，合作社与合作社治理。重点阐释了三方面的内容：一是针对我国既有的农民专业合作社概念界定主要针对的是服务型合作社、而对生产型合作社有所忽视的问题，，对合作社的概念和本质特征进行了阐释。二是针对合作社治理普遍存在的公平与效率难以兼顾的问题，分析提出合作社治理兼顾公平与效率的关键是减弱成员异质性和缩小利益相关者之间的能力差异，所有权、控制权、剩余索取权的设置和调整是合作社治理的重点。三是从利益相关者的差异性、产业特征、社区环境三方面分析了影响合作社治理的内生性因素。 第四章，利益相关者的差异性与牧业合作社治理。分析了利益相关者理论对合作社治理研究的意义，界定了畜牧业合作社的主要利益相关者，并从利益相关者之间的责任差异性、能力差异性、意愿差异性和利益诉求差异性四个方面分析了其对合作社治理的影响。 第五章，产业特征与牧业合作社治理。主要通过比较草原畜牧业、舍饲畜牧业与种植业在生产环节、农资供应环节、农产品销售环节、农机服务环节、农技服务环节、金融服务环节和产品粗加工环节的特征，分析畜牧业在不同生产经营环节上适宜采取的生产组织形式，以及相应生产经营环节上的牧业合作社适宜采取的治理模式。 第六章，社区环境与牧业合作社治理。主要分析了传统型社会环境、转型社会环境和现代社会环境的主要特征及其对合作社发展、合作社治理模式选择的影响，并结合青海牧区实际分析了当地的社区环境类型及特征。 第七章，治理框架下对生产型牧业合作社的理论再认识。针对不少人担心青海生态畜牧业合作社是在重复过去人民公社的老路或者是在发展股份制企业的现实问题，本章比较了生产型牧业合作社与传统集体经济、股份制企业、员工合作社的区别与联系，并对照合作社的宗旨，探析了生产型牧业合作社（即青海生态畜牧业合作社）的组织定位。 第八章，服务型牧业合作社治理特征。本章根据服务客体的不同将我国服务型牧业合作社分为以产品供应链为纽带的服务型牧业合作社和以专业分工为纽带的服务型牧业合作社，前者与社员之间是产品交易关系，后者与社员之间是服务交易关系。针对这两类合作社，分别通过两个典型案例的介绍和分析，总结了其治理特征及存在的突出问题。 第九章，生产型牧业合作社治理特征。本章首先介绍了青海生态畜牧业合作社发展概况。然后通过问卷调查方法确定了青海生态畜牧业合作社治理所涉及的主要利益相关者，分析了主要利益相关者之间在责任、能力、意愿和利益诉求方面的差异及其对合作社治理的影响。最后两节基于三个典型案例，分析了青海生态畜牧业合作社的治理特点、经验启示及存在的问题。 第十章，研究结论与展望。一方面对三至九章的主要研究结论进行了梳理总结，同时对青海生态畜牧业合作社的合理性、普适性问题做出了回答。展望部分从三个方面分析了全文研究还存在的不足和进一步改进或深入研究的方向。
[Abstract]:China is the second largest grassland country in the world, the development potential of animal husbandry is great, and the animal husbandry plays an important role in the national economy. In recent years, the rapid development of the national animal husbandry co-operatives has played an important role in overcoming the limitations of the production of the domestic animal husbandry, promoting the large-scale, intensive and industrial development of the animal husbandry, improving the market participation capacity of the farmers and herdsmen, and increasing the income of the farmers and herdsmen. But at the same time, China's animal husbandry co-operatives, like other types of farmers' professional cooperatives, also have the outstanding problems such as weak strength, weak driving ability, unsound mechanism and non-regulation of operation. In the pastoral area of Qinghai, the local government began to focus on the development of the ecological animal husbandry co-operatives in 2008, and a number of demonstration societies with relatively standardized operation and strong power have emerged. The production responsibility system shall be implemented, and the final pure income shall be paid by the members according to the shares, and the independent production and operation of the family shall not be adhered to. Compared with the relevant provisions of the Farmer's Specialized Cooperative Act, there are some breakthroughs in the internal governance of the ecological animal husbandry co-operatives in Qinghai, which have led to the different understanding and patronage of local government departments and academic circles. In view of this, the paper intends to apply the theory of stakeholder to analyze the rationality of the cooperative of the ecological animal husbandry in Qinghai, so as to study how to achieve the goal of equity and efficiency, and the influence of the endogenous factors on the governance of the cooperative. Research on the Status and the Prospect of the Production-type Self-cooperative Cooperative; The paper is divided into ten. Chapter I The introduction, introduction, introduction of the background of the topic, the purpose of the study, the explanation of the relevant concepts and the theoretical perspective, and the thinking of the study And methods of the present invention. The article reviews the relevant research results in the three aspects of stakeholder theory, animal husbandry cooperative and cooperative governance. And the theoretical paradigm. The paper mainly explains the contents of the three aspects: one is to define the concept of the existing peasant professional cooperative in our country, mainly aiming at the service-oriented cooperative, but the problem that the production-type cooperative has neglected, the concept and the essence of the cooperative The second is to solve the problem that the fair and the efficiency of the cooperative governance are difficult to balance, and the key to put forward the fair and efficiency of the cooperative governance is to reduce the difference between the heterogeneity of the members and the reduction of the stakeholders. The setting and adjustment of the ownership, control and remaining claim rights are the The three aspects are the difference of the stakeholders, the characteristics of the industry and the environment of the community. The internal factors of the theory. Chapter four, the difference of the stakeholders The paper analyses the significance of the stakeholder theory on the research of cooperative governance, and defines the main stakeholders of the animal husbandry cooperative and the responsibility of the stakeholders. The four aspects of the difference, the difference of ability, the difference of the will and the difference of interest are analyzed. Impact on the governance of cooperatives. Chapter V, Production The characteristics of the industry and the management of the agricultural co-operatives are mainly through the comparison of the grassland animal husbandry, the animal husbandry and the planting industry in the production link, the supply chain of agricultural resources, the agricultural product sales link, the agricultural machinery service link, the agricultural technology service link and the financial service link. And the corresponding production and operation links. The model of governance that the agency is appropriate to take. The paper mainly analyzes the main characteristics of the traditional social environment, the social environment of the transformation society and the modern social environment and its influence on the development of the cooperative, the choice of the mode of the cooperative governance, and the practical analysis of the pastoral area in Qinghai. The local community environment type and features. Chapter 7, under the governance framework In view of many people's concern that Qinghai ecological animal husbandry co-operatives are the old way to repeat the people's communes or the real problems of developing joint-stock enterprises, this chapter compares the production-type co-operatives with the traditional collective economy and shares. The difference and relation between the enterprise and the staff cooperative, and the purpose of the cooperative, the production-type cooperative (that is, the green) is analyzed. The organization of the marine ecological animal husbandry co-operatives. Chapter 8, the characteristics of the service-oriented cooperative governance. In this chapter, the service-oriented cooperative society in China is divided into the service-oriented cooperative society which is the link of the product supply chain and the service-oriented cooperative society, which is the link of the professional division of labor, according to the different service objects. The former is a product transaction between the former and the member The relationship between the latter and the member is the relationship of service transactions. The two types of cooperatives are introduced and analyzed through two typical cases, respectively. In this paper, the characteristics of its governance and the outstanding problems are summarized. Chapter IX. Governance characteristics of production-based cooperative cooperatives. This chapter This paper first introduces the development of the cooperative development of the ecological animal husbandry in Qinghai. Then, the main stakeholders involved in the governance of the ecological animal husbandry in Qinghai are determined through the questionnaire method, and the responsibility, the ability, the will and the profit among the key stakeholders are analyzed. In the last two sections, the ecological animal husbandry in Qinghai is analyzed based on three typical cases. The characteristics and experience of the cooperative On the one hand, the main research conclusions of three to nine chapters are summarized, and the ecology of Qinghai is also discussed. The rationality and universality of animal husbandry co-operatives have been answered.
【学位授予单位】：中国社会科学院研究生院
【学位级别】：博士
【学位授予年份】：2014
【分类号】：F321.42;F326.3
本文编号：2510576
[Abstract]:China is the second largest grassland country in the world, the development potential of animal husbandry is great, and the animal husbandry plays an important role in the national economy. In recent years, the rapid development of the national animal husbandry co-operatives has played an important role in overcoming the limitations of the production of the domestic animal husbandry, promoting the large-scale, intensive and industrial development of the animal husbandry, improving the market participation capacity of the farmers and herdsmen, and increasing the income of the farmers and herdsmen. But at the same time, China's animal husbandry co-operatives, like other types of farmers' professional cooperatives, also have the outstanding problems such as weak strength, weak driving ability, unsound mechanism and non-regulation of operation. In the pastoral area of Qinghai, the local government began to focus on the development of the ecological animal husbandry co-operatives in 2008, and a number of demonstration societies with relatively standardized operation and strong power have emerged. The production responsibility system shall be implemented, and the final pure income shall be paid by the members according to the shares, and the independent production and operation of the family shall not be adhered to. Compared with the relevant provisions of the Farmer's Specialized Cooperative Act, there are some breakthroughs in the internal governance of the ecological animal husbandry co-operatives in Qinghai, which have led to the different understanding and patronage of local government departments and academic circles. In view of this, the paper intends to apply the theory of stakeholder to analyze the rationality of the cooperative of the ecological animal husbandry in Qinghai, so as to study how to achieve the goal of equity and efficiency, and the influence of the endogenous factors on the governance of the cooperative. Research on the Status and the Prospect of the Production-type Self-cooperative Cooperative; The paper is divided into ten. Chapter I The introduction, introduction, introduction of the background of the topic, the purpose of the study, the explanation of the relevant concepts and the theoretical perspective, and the thinking of the study And methods of the present invention. The article reviews the relevant research results in the three aspects of stakeholder theory, animal husbandry cooperative and cooperative governance. And the theoretical paradigm. The paper mainly explains the contents of the three aspects: one is to define the concept of the existing peasant professional cooperative in our country, mainly aiming at the service-oriented cooperative, but the problem that the production-type cooperative has neglected, the concept and the essence of the cooperative The second is to solve the problem that the fair and the efficiency of the cooperative governance are difficult to balance, and the key to put forward the fair and efficiency of the cooperative governance is to reduce the difference between the heterogeneity of the members and the reduction of the stakeholders. The setting and adjustment of the ownership, control and remaining claim rights are the The three aspects are the difference of the stakeholders, the characteristics of the industry and the environment of the community. The internal factors of the theory. Chapter four, the difference of the stakeholders The paper analyses the significance of the stakeholder theory on the research of cooperative governance, and defines the main stakeholders of the animal husbandry cooperative and the responsibility of the stakeholders. The four aspects of the difference, the difference of ability, the difference of the will and the difference of interest are analyzed. Impact on the governance of cooperatives. Chapter V, Production The characteristics of the industry and the management of the agricultural co-operatives are mainly through the comparison of the grassland animal husbandry, the animal husbandry and the planting industry in the production link, the supply chain of agricultural resources, the agricultural product sales link, the agricultural machinery service link, the agricultural technology service link and the financial service link. And the corresponding production and operation links. The model of governance that the agency is appropriate to take. The paper mainly analyzes the main characteristics of the traditional social environment, the social environment of the transformation society and the modern social environment and its influence on the development of the cooperative, the choice of the mode of the cooperative governance, and the practical analysis of the pastoral area in Qinghai. The local community environment type and features. Chapter 7, under the governance framework In view of many people's concern that Qinghai ecological animal husbandry co-operatives are the old way to repeat the people's communes or the real problems of developing joint-stock enterprises, this chapter compares the production-type co-operatives with the traditional collective economy and shares. The difference and relation between the enterprise and the staff cooperative, and the purpose of the cooperative, the production-type cooperative (that is, the green) is analyzed. The organization of the marine ecological animal husbandry co-operatives. Chapter 8, the characteristics of the service-oriented cooperative governance. In this chapter, the service-oriented cooperative society in China is divided into the service-oriented cooperative society which is the link of the product supply chain and the service-oriented cooperative society, which is the link of the professional division of labor, according to the different service objects. The former is a product transaction between the former and the member The relationship between the latter and the member is the relationship of service transactions. The two types of cooperatives are introduced and analyzed through two typical cases, respectively. In this paper, the characteristics of its governance and the outstanding problems are summarized. Chapter IX. Governance characteristics of production-based cooperative cooperatives. This chapter This paper first introduces the development of the cooperative development of the ecological animal husbandry in Qinghai. Then, the main stakeholders involved in the governance of the ecological animal husbandry in Qinghai are determined through the questionnaire method, and the responsibility, the ability, the will and the profit among the key stakeholders are analyzed. In the last two sections, the ecological animal husbandry in Qinghai is analyzed based on three typical cases. The characteristics and experience of the cooperative On the one hand, the main research conclusions of three to nine chapters are summarized, and the ecology of Qinghai is also discussed. The rationality and universality of animal husbandry co-operatives have been answered.
【学位授予单位】：中国社会科学院研究生院
【学位级别】：博士
【学位授予年份】：2014
【分类号】：F321.42;F326.3
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