版权穷竭研究

发布时间：2019-06-21 05:03

【摘要】：I版权穷竭制度是平衡创作者和社会公众之间利益的重要制度,在著作权法的各项制度与规则中,它是不可或缺的,对它的研究是当今世界知识产权界一个极为引人注目的课题。由于版权穷竭制度的重要性,大多数国家对此制度都有规定,虽然具体规定并不相同。然而,就目前来说,我国还没有对版权穷竭制度作出完善的法律规定。本文试图从版权穷竭的基本概念、特征及性质、版权穷竭的价值、版权穷竭的适用情况、版权穷竭与平行进口、我国版权穷竭制度的完善等几个方面进行探讨,从而提出完善我国版权穷竭制度的立法建议。第一部分介绍版权穷竭的基本概念、特征及性质。首先以版权穷竭的概念为切入点,阐述它的最狭义、狭义及广义三种观点,在分析之后得出本文赞同狭义的版权穷竭论的结论;其次分析版权穷竭适用的前提性、穷竭权项的特定性、穷竭对象的特定性和穷竭范围的特定性等四个特征;最后通过探讨关于版权穷竭性质的默示许可说、所有权转移说、法律规定说和权利限制说等四种学说,从而揭示版权穷竭的性质是一种权利限制。第二部分阐述版权穷竭的价值。版权穷竭体现三个方面的价值。首先,版权穷竭的效益价值,它消除了商品自由流通的障碍,实现了经济效益与社会效益的共赢;其次,版权穷竭的个人——社会双向本位价值,它既体现了著作权法对著作权人利益的保护,也体现了著作权法对社会公共利益的追求;最后,版权穷竭的利益平衡价值,它通过穷竭著作权人的部分权利,在著作权人、传播者以及使用者之间达到了一种利益的平衡。第三部分考察版权穷竭的适用问题。首先,分析版权穷竭的权项范围,分别介绍发行权、展览权适用版权穷竭,出租权、网络作品发行权和艺术作品追续权不适用版权穷竭;其次,分析版权穷竭的空间效力范围,版权穷竭是否具有地域性,主要有国内穷竭说和区域穷竭说以及国际穷竭说三种不同的主张。第四部分专门论述版权穷竭与平行进口。首先,解释平行进口的基本含义;其次,介绍版权穷竭与平行进口,平行进口与一国对外贸易及经济发展利益密切相连,承认版权穷竭的国际穷竭就等于承认了平行进口的合法性;最后,介绍美国、欧盟、日本及新加坡在平行进口问题上的法律规定。第五部分论述我国版权穷竭制度的完善问题。本文拟从我国版权穷竭立法的现状分析着手,再分析比较国际上以及两大法系主要国家对版权穷竭制度的不同立法情况,借鉴先进的立法经验,完善我国的立法。所以,本文建议将版权穷竭的规定纳入我国现行《著作权法》中“权利的限制”一节,适用权项范围规定为发行权穷竭、出租权、放映权和展览权有条件的穷竭,空间适用范围短期内遵循有条件的国际穷竭说,短期内原则上承认在平行进口的合法性。
[Abstract]:I the exhaustion system of copyright is an important system to balance the interests between creators and the public. It is indispensable in the systems and rules of copyright law. The study of copyright exhaustion is a very noticeable topic in the field of intellectual property rights in the world today. Due to the importance of copyright exhaustion system, most countries have provisions on this system, although the specific provisions are not the same. However, at present, China has not made perfect legal provisions on copyright exhaustion system. This paper attempts to discuss the basic concept, characteristics and nature of copyright exhaustion, the value of copyright exhaustion, the application of copyright exhaustion, copyright exhaustion and parallel import, and the perfection of copyright exhaustion system in China, so as to put forward some legislative suggestions for perfecting the copyright exhaustion system in China. The first part introduces the basic concept, characteristics and properties of copyright exhaustion. First of all, taking the concept of copyright exhaustion as the starting point, this paper expounds its three viewpoints: the narrowest sense, the narrow sense and the broad sense, and after the analysis, draws the conclusion that this paper agrees with the narrow sense copyright exhaustion theory. Secondly, it analyzes the four characteristics of the copyright exhaustion application, the specificity of the exhaustion right item, the specificity of the exhaustion object and the specificity of the exhaustion range. Finally, by discussing the implied license theory about the nature of copyright exhaustion, the theory of ownership transfer, the theory of legal provisions and the theory of right restriction, this paper reveals that the nature of copyright exhaustion is a kind of right restriction. The second part expounds the value of copyright exhaustion. Copyright exhaustion reflects the value of three aspects. First of all, the benefit value of copyright exhaustion, which eliminates the obstacles to the free circulation of commodities and realizes the win-win benefits of economic and social benefits; secondly, the two-way standard value of copyright exhaustion, which not only embodies the protection of the interests of copyright owners in copyright law, but also reflects the pursuit of social and public interests in copyright law. Finally, the balance of interests of copyright exhaustion, which achieves a balance of interests among copyright owners, communicators and users by exhausting some of the rights of copyright owners. The third part examines the application of copyright exhaustion. First of all, this paper analyzes the scope of copyright exhaustion, and introduces the right of distribution, the right of exhibition is applicable to copyright exhaustion, rental right, network work distribution right and art work continuation right is not applicable to copyright exhaustion; secondly, it analyzes the spatial effect range of copyright exhaustion and whether copyright exhaustion is regional, mainly including domestic exhaustion theory, regional exhaustion theory and international exhaustion theory. The fourth part is devoted to copyright exhaustion and parallel import. First of all, it explains the basic meaning of parallel import; secondly, it introduces that copyright exhaustion and parallel import are closely related to a country's foreign trade and economic development interests, recognizing the international exhaustion of copyright exhaustion is tantamount to recognizing the legitimacy of parallel import; finally, it introduces the legal provisions of the United States, the European Union, Japan and Singapore on the issue of parallel import. The fifth part discusses the perfection of copyright exhaustion system in our country. This paper intends to start with the analysis of the present situation of copyright exhaustion legislation in China, and then analyze and compare the different legislative conditions of copyright exhaustion system in the world and the main countries of the two legal systems, and learn from the advanced legislative experience to improve the legislation of our country. Therefore, this paper suggests that the provisions of copyright exhaustion should be included in the section of "limitation of Rights" in the current copyright Law of our country. The scope of applicable rights is the conditional exhaustion of distribution rights, rental rights, projection rights and exhibition rights. The scope of space application follows the conditional international exhaustion theory in a short period of time, and in principle recognizes the legitimacy of parallel imports in a short period of time.
【学位授予单位】：中南民族大学
【学位级别】：硕士
【学位授予年份】：2011
【分类号】：D923.41

【引证文献】