国际金融监管套利规制困境与反思

发布时间：2017-12-27 21:18

本文关键词：国际金融监管套利规制困境与反思　出处：《中南财经政法大学学报》2013年02期 　论文类型：期刊论文

【摘要】：在经济全球化的背景下,资本在全球范围内迅速流动,经济一体化需要各国采取统一的法律监管制度,然而当下差异化的监管制度使金融经营者产生了不同的收益。金融经营者可以利用其信息优势,在不同的制度中转换经营行为,获得经营收益,从而形成监管套利。监管套利产生的"监管竞次"和"监管宽容"最终造成世界范围内金融风险。同时,监管套利在法律上也是不正当的。因此,需要积极探索后危机时代关于监管套利法律创新的新思维,采取统一法律监管标准、完善信息获取方式、加强信息共享等多种方式规制国际监管套利。
[Abstract]:Under the background of economic globalization, capital flows rapidly all over the world. Economic integration requires uniform legal supervision system from different countries. However, the differentiated regulation system has brought different benefits to financial operators. Financial operators can make use of their information advantages to convert operation behavior in different systems and gain operating profits, thus forming regulatory arbitrage. The "regulatory race" and "regulatory tolerance" resulting from regulatory arbitrage ultimately lead to financial risks worldwide. At the same time, the regulatory arbitrage is not legally justified. Therefore, we need to actively explore the new thinking of legal innovation of regulatory arbitrage in the post crisis era, and adopt various ways to regulate international regulatory arbitrage, such as unified legal supervision standards, improving information acquisition mode and strengthening information sharing.
【作者单位】：华中师范大学法学院;华中师范大学马克思主义学院;
【分类号】：F831.1
【正文快照】： 一、问题的提出经济一体化进程使得全球金融不断深化,金融运行中的摩擦与滞阻也逐步显现,冲突集中释放的形式就是金融危机。经济全球化不断推进的一个重要体现就是资本在全球流通速度加快,为了规避金融风险,无论是奉行自由主义还是规制主义的国家都会监管金融经营者的经营行

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