自贸区金融体制比较研究

发布时间：2018-01-05 18:24

本文关键词：自贸区金融体制比较研究　出处：《大连海事大学》2015年硕士论文　论文类型：学位论文

【摘要】：国务院批准的《中国(上海)自由贸易试验区总体方案》中金融领域的任务有两点,一是加快金融制度创新,二是增强金融服务功能。在今年4月份发布的《进一步深化中国(上海)自由贸易试验区改革开放方案》中又一次提到了“深入推进金融制度创新”。可见在上海自由贸易区建设中对金融制度创新和改革的重视程度。本文从宏观角度对新加坡自由贸易区、香港自由贸易区和上海自由贸易区的金融体制进行了分析、比较和评价,以期能对上海自贸区的金融体制改革提出有建设性的意见。本文分别梳理了有关自由贸易区和金融体制的国内外研究文献,并对这些研究进行了整理归纳,发现对自贸区金融体制的研究存在缺失,基本没有文献从金融体制角度宏观的、系统的对自贸区金融进行研究分析,从而提出本文所要研究的问题。论文第二部分对相关概念和理论做了概述,确定采用白钦先教授的金融体制比较理论和柯布-道格拉斯效用理论从定性和定量两个角度对自贸区金融体制进行比较分析。论文第三部分对新加坡自由贸易区、香港自由贸易区和上海自由贸易区的金融体制由点到面的进行了定性比较分析,先对各自贸区的发展现状、各自贸区金融体制的发展现状进行了概述,最后运用白钦先教授的金融体制比较理论对各自贸区的金融体制进行了比较。论文第四部分,利用柯布-道格拉斯效用函数构建了自贸区金融体制效用评价模型并对面板数据回归模型的相关理论做了介绍。第五部分是实证部分,建立香港、新加坡、日本、韩国和上海1991年到2012的面板数据,运用Eviews软件进行面板数据回归,对各生产要素,包括金融要素在内,对自贸区经济增长的影响程度进行了定量测评,并对反映各要素效用的弹性系数从纵向和横向两个角度进行了分析。最后基于之前章节的研究,从金融体制效用角度对上海自贸区的金融体制改革进行了探讨。
[Abstract]:The State Council approved the "Chinese (Shanghai) there are two financial sector overall program of free trade test area > task, one is to accelerate the innovation of financial system, the two is to enhance financial services. In April this year released" to further deepen the China (Shanghai) free trade zone reform and opening-up program > once again referred to "to further promote the innovation of the financial system." Shanghai free trade zone is visible in the construction of financial system innovation and reform of the degree of attention. In this paper, from a macro perspective on the Singapore Free Trade Zone, Hongkong free trade zone and the Shanghai free trade area of the financial system are analyzed, compared and evaluated, in order to the financial trade zone of Shanghai the reform put forward constructive suggestions. This paper reviews the research literature on the free trade area and the financial system at home and abroad, and these studies were summarized, found on Study on FTA financial system is lacking, no literature from the perspective of macro financial system, systematic research and Analysis on the FTA finance, so as to put forward in this paper to study the problem. The second part summarizes the related concepts and theories, determined by Professor Bai Qinxian's financial system comparison theory and Cobb Douglas utility theory from two angles of qualitative and quantitative comparative analysis of FTA financial system. The third part of the Singapore Free Trade Zone, the financial system from the point of Hongkong free trade zone and the Shanghai free trade zone were compared with qualitative analysis, the present condition of the development of the first FTA, summarizes the development status of each trade area of the financial system finally, the use of white al professor of financial system comparison theory of the free trade area of the financial system were compared in the fourth part. Points, using Cobb Douglas utility function to construct the FTA financial system effectiveness evaluation model and the theory model of panel data regression is introduced. The fifth part is the empirical part, the establishment of Hongkong, Singapore, Japan, South Korea and Shanghai in 1991 to the 2012 panel data, panel data regression using Eviews software in the production factors, including financial factors, the influence degree of the free trade zone economic growth quantitatively evaluated, and the elasticity to reflect the elements of the utility from the vertical and horizontal two angles are analyzed. Finally based on the previous chapters, the Shanghai FTA financial reform of the financial system from the angle of utility is discussed.

【学位授予单位】：大连海事大学
【学位级别】：硕士
【学位授予年份】：2015
【分类号】：F752;F832.1

【参考文献】