境外影子银行监管制度的新进展及其启示

发布时间：2018-04-13 23:19

本文选题：金融监管改革 + 影子银行　；参考：《商业研究》2013年02期

【摘要】：目前,境外主要经济体如美英欧和以FSB为代表的国际金融组织出台的金融监管改革方案,都把加强影子银行体系的监管作为其不可缺少的有机组成部分,这是金融全球化条件下防控金融系统性风险积聚和监管套利的需要和必然反映。借鉴境外加强影子银行监管的最新制度安排和变革经验,我国应在结合影子银行体系自身运营特征的基础上,从影子银行的区分、宏观审慎监管框架的构建、微观审慎监管安排的细化与相关监管法律法规的立法完善等方面,加强我国影子银行的监管,使之与传统银行共生互补,更好地服务于我国的实体经济。
[Abstract]:At present, major foreign economies, such as the United States, the United Kingdom and Europe and the international financial organizations represented by the FSB, have introduced financial regulatory reform plans, all of which regard strengthening the supervision of the shadow banking system as an indispensable and integral part of the reform.This is the need and inevitable reflection of prevention and control of financial systemic risk accumulation and regulatory arbitrage under the condition of financial globalization.Drawing lessons from the latest institutional arrangement and reform experience of strengthening the shadow banking supervision abroad, our country should combine the characteristics of the shadow banking system itself, distinguish the shadow banking system, and construct the macro-prudential supervision framework.In the aspects of the refinement of microscopic prudential supervision arrangement and the legislative perfection of relevant regulatory laws and regulations, we should strengthen the supervision of shadow banking in our country, make it symbiotic and complementary with the traditional banks, and better serve the real economy of our country.
【作者单位】：华侨大学法学院;
【基金】：教育部人文社科研究青年项目,项目编号:11YJC820004 福建省社科基金项目,项目编号:2011B146
【分类号】：F832.1

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