我国制造业FDI行业间技术溢出效应实证研究

发布时间：2018-06-17 00:16

本文选题：外商直接投资 + 行业间技术溢出效应　；参考：《山东大学》2012年硕士论文

【摘要】：在以跨国公司为主导的经济全球化浪潮中,外商直接投资(Foreign Direct Investment, FDI)作为技术转移的载体,成为世界各国尤其是发展中国家提高技术创新能力和促进经济增长的重要途径。我国自改革开放以来,FDI迅速增长,FDI极大促进了我国制造业生产技术的革新和工业总产出的增长。 20世纪90年代以来,FDI的技术溢出效应在我国理论界备受关注。以往的研究集中于行业内技术溢出效应,随着产业关联理论的发展,越来越多的学者开始重视行业间技术溢出效应的研究。本文在借鉴前人研究成果的基础上,通过理论分析和实证分析详细阐述了行业间溢出效应。理论分析方面,主要探讨了FDI行业间溢出效应产生的机理,包括溢出效应的特点、过程要素、溢出渠道以及影响因素。实证分析方面,本文选取我国制造业14个行业2001-2010年的行业面板数据,通过构建计量模型来检验FDI行业间技术溢出效应。之后,本文采用构建连乘变量的方法检验了技术差距和人力资本对行业间技术溢出效应的影响。计量结果表明：我国制造业FDI存在显著的行业内和行业间技术溢出效应,并且后者比前者更显著,后向溢出效应比前向溢出效应更显著；技术差距和行业间溢出效应之间存在负相关关系；人力资本和行业间溢出效应存在正相关关系。在上述研究结论的基础上,为了促进FDI行业间技术溢出提出六点政策建议：(1)改善投资环境,加大FDI的产业引导力度；(2)优化投资主体,提高跨国公司与内资企业的产业关联；(3)积极发展配套企业,增强产业集群效应；(4)提高产品的技术含量,缩小与跨国公司的技术差距；(5)提高人力资本水平,提高企业的吸收能力；(6)实施知识产权保护制度,加强知识产权保护。本文的创新点包括观点和方法两个方面：观点方面,从产业关联的角度考察行业间溢出效应；方法方面,通过构建连乘变量来实证检验影响因素对行业间溢出效应的影响。
[Abstract]:In the tide of economic globalization dominated by multinational corporations, foreign direct investment (FDI), as the carrier of technology transfer, has become an important way for countries in the world, especially developing countries, to improve their technological innovation ability and promote economic growth. Since the reform and opening up, the rapid increase of FDI in China has greatly promoted the innovation of manufacturing technology and the growth of total industrial output in China. Since the 1990s, the technology spillover effect of FDI has attracted much attention in the theoretical circle of our country. Previous studies focused on the technology spillover effect in the industry. With the development of the theory of industrial relevance, more and more scholars began to pay attention to the technology spillover effect between industries. Based on the previous research results, this paper elaborates the inter-industry spillover effect through theoretical analysis and empirical analysis. In the aspect of theoretical analysis, the mechanism of spillover effect between industries of FDI is discussed, including the characteristics of spillover effect, process factors, spillover channels and influencing factors. In the empirical analysis, this paper selects the industry panel data of 14 manufacturing industries in China from 2001 to 2010, and constructs an econometric model to test the technology spillover effect between industries of FDI. Then, this paper uses the method of constructing multiplicative variables to examine the influence of technology gap and human capital on the technology spillover effect between industries. The results show that there are significant intra-industry and inter-industry technology spillover effects in China's manufacturing FDI, and the latter is more significant than the former, and the backward spillover effect is more significant than the forward spillover effect. There is a negative correlation between technology gap and inter-industry spillover effect, and a positive correlation between human capital and inter-industry spillover effect. On the basis of the above conclusions, in order to promote the technology spillover between industries of FDI, six policy suggestions are put forward: to improve the investment environment, to strengthen the industrial guidance of FDI and to optimize the investment subject and to improve the industrial relationship between multinational corporations and domestic enterprises. 3) actively develop supporting enterprises, enhance the effect of industrial clusters and (4) improve the technological content of products, narrow the technological gap with transnational corporations (5) raise the level of human capital and enhance the absorptive capacity of enterprises / 6) implement the intellectual property protection system. Strengthening the protection of intellectual property rights. The innovation of this paper includes two aspects: from the point of view, from the angle of industrial association, to investigate the inter-industry spillover effect; on the other hand, to empirically test the influence of the influencing factors on the inter-industry spillover effect by constructing continuous multiplicative variables.
【学位授予单位】：山东大学
【学位级别】：硕士
【学位授予年份】：2012
【分类号】：F425;F832.6;F273.1;F224

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