完善我国创业板市场退市制度分析

发布时间：2018-07-05 06:03

本文选题：创业板市场 + 退市制度　；参考：《辽宁大学》2012年硕士论文

【摘要】：我国创业板上市公司平均规模小，在经营发展上具有很大的不确定性，创业板上市公司具有较大的成长性，但同时也面临着相应的风险，因而实施有效的退市制度，才能实现市场发展的优胜劣汰，促进市场的健康发展。以现有的创业板市场退市制度看，没有比主板市场退市制度本质上的改进，只是在退市指标上做了相应的调整，在退市原则上没有改变，退市制度的不健全有悖于创业板市场创立的初衷和定位，现有退市制度中暴露了越来越多的问题。文章从创业板和退市制度的概念入手，对创业板的定义，推出意义及市场定位等做出了一个全面的分析，同时对创业板市场退市制度的内容做了说明；其次，结合我国现行的创业板市场退市制度，分析了我国现行创业板市场退市制度，说明了其存在的问题和原因；第三部分先是对海外创业板市场退市制度进行分析，总结了海外创业板市场退市制度的经验，，对完善我国现行的创业板市场退市制度提供了一些启示和借鉴。通过对文章前三部分的分析，最后说明了适合我国创业板市场退市制度的基本路径，其中包括创业板市场退市标准，退市程序，退市监管和退市制度的配套制度的建设，这些是我国创业板市场制度建设的重要内容，也是证券市场健康发展的基础。
[Abstract]:The average scale of gem listed companies in our country is small, and there is a lot of uncertainty in the development of operation. The gem listed companies have great growth, but at the same time they are faced with the corresponding risks, so the effective delisting system is implemented. In order to achieve market development of the survival of the fittest, promote the healthy development of the market. From the point of view of the existing delisting system of the gem market, there is no improvement over the essence of the delisting system of the main board market, but it has made corresponding adjustments in the delisting index and has not changed in the principle of delisting. The unsound delisting system is contrary to the original intention and orientation of the gem market, and more problems are exposed in the existing delisting system. Starting with the concepts of gem and delisting system, this paper makes a comprehensive analysis of the definition, significance and market orientation of gem, and explains the contents of the delisting system of gem. Combined with the current delisting system of gem in China, this paper analyzes the current delisting system of gem in China, and explains the existing problems and reasons. The third part analyzes the delisting system of overseas gem. This paper summarizes the experience of the delisting system of overseas gem market and provides some enlightenment and reference for perfecting the current delisting system of gem in our country. Through the analysis of the first three parts of the article, the paper finally explains the basic path suitable for the delisting system of the gem market in China, including the delisting standard, delisting procedure, delisting supervision and the construction of the supporting system of the delisting system. These are the important contents of China's gem market system construction and the basis of the healthy development of the securities market.
【学位授予单位】：辽宁大学
【学位级别】：硕士
【学位授予年份】：2012
【分类号】：F832.51

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