中国外资银行市场准入制度研究

发布时间：2018-07-09 09:51

本文选题：外资银行市场准入 + 监管合作　；参考：《山东大学》2012年硕士论文

【摘要】：根据我国对世界贸易组织的承诺,我国将逐步开放银行市场。尽管我国外资银行的市场准入制度在逐步完善,但仍然存在许多问题。本文以世界贸易组织有关市场准入的规则和制度,巴塞尔委员会的有关文件和我国银行法规规章为基础,联系借鉴美国和欧盟等的外资银行市场准入制度,试从准入原则,立法体例,准入形式,监管体制等方面对现阶段我国外资银行市场准入制度进行分析,并就存在的问题与不足提出相应对策。本文共分四个部分,第一部分简要介绍了外资银行市场准入制度的概况,界定了外资银行的概念,探讨了市场准入的基本原则及监管的必要性。第二部分研究国际上关于外资银行市场准入监管问题的经验,分析了世界贸易组织和巴塞尔委员会有关外资银行市场准入的成果,并介绍与评价了美国和欧盟的准入制度。第三部分研究我国的外资银行市场准入制度,系统分析了现阶段存在的问题。第四部分结合我国国情和国际先进经验提出了完善的对策与建议。本文运用比较法,法哲学,经济法的研究方法,并对法律个案进行实证分析和评论,以探求我国外资银行市场准入制度的深层逻辑。
[Abstract]:According to our commitment to the World Trade Organization, China will gradually open the banking market. Although the market access system of foreign banks in China is gradually improving, there are still many problems. Based on the rules and regulations of the World Trade Organization on market access, the relevant documents of the Basel Committee and the rules and regulations of China's banking laws and regulations, and referring to the market access systems of foreign banks such as the United States and the European Union, this paper tries to follow the principles of entry. This paper analyzes the current market access system of foreign banks in China from the aspects of legislative style, access form and supervision system, and puts forward corresponding countermeasures to the problems and deficiencies. This paper is divided into four parts. The first part briefly introduces the general situation of the market access system of foreign banks, defines the concept of foreign banks, discusses the basic principles of market access and the necessity of supervision. The second part studies the international experience on the supervision of foreign banks' market access, analyzes the achievements of the World Trade Organization and the Basel Committee on the market access of foreign banks, and introduces and evaluates the admission system of the United States and the European Union. The third part studies the market access system of foreign banks in China, and systematically analyzes the existing problems at the present stage. The fourth part puts forward the perfect countermeasure and suggestion combined with our country's national conditions and international advanced experience. This paper applies comparative method, philosophy of law, economic law research method, and carries on the empirical analysis and the commentary to the legal case, in order to explore the deep logic of the market access system of the foreign capital bank of our country.
【学位授予单位】：山东大学
【学位级别】：硕士
【学位授予年份】：2012
【分类号】：F832.3

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