深圳金融产业集聚研究

发布时间：2018-09-08 12:57

【摘要】：深圳作为我国改革开放的前沿阵地，诞生了许多重要的金融创新，如中国第一家证券交易所、第一家证券公司、第一家企业持股的股份制商业银行、第一家风险投资试点等。但深圳在全国的战略意义已大不如昔，它曾和上海争夺国家金融中心的地位，到后来中央将上海定位为国际金融中心，并大力发展天津滨海新区，同时还配套转移了诸多金融领域改革的先行先试权。如今深圳同广州一样定位为区域金融中心，并一起支撑香港国际金融中心地位，可谓势头大减。为使深圳在全国激烈的金融中心城市竞争中脱颖而出，并实现差异化协调发展，是本次研究的重要出发点。本文基于金融产业集聚理论，认真梳理了从改革开放以来深圳金融产业集聚的发展历程；对深圳金融产业集聚度进行全国主要城市和全球主要金融中心城市这两大层面的总体比较；详细论述了当今深圳金融产业的九大细分行业（银行业、证券业、保险业、期货业、基金业、创业投资业、私募基金投资业、信用评级业、信用担保业和小额贷款业）的发展现状；并对影响深圳金融产业集聚的内外因（内因：规模经济、信息、创新、经济需求；外因：区位、基础设施、制度、人力资本）进行了定性和定量分析；同时还探讨了深圳金融产业集聚的形成模式；最后对深圳金融产业集聚进行SWOT分析，并以此为依据，对深圳同香港、上海、北京、广州的关系进行相应的战略定位，并提出相应的发展策略建议。深圳金融产业集聚划分为创业发展期、转型调整期、深化发展期三个阶段；通过对国内六大城市的金融产业集聚度用主成分法进行分析，得出了深圳的金融产业集聚度全国排名第三，在全球金融中心排名属于中略偏上水平；深圳形成了主板市场、中小企业板、创业板、代办股票转让系统的多层次资本市场，其孕育的创投、私募基金非常发达；对促进深圳金融产业集聚的内外因素分析中，创新和基础设施作用等还不够，体现了深圳金融创新是以产品为主，缺乏平台创新，来促进深圳金融企业的集聚；其形成是靠政府和市场两种力量共同推进形成的；深圳应该大力发展小资本市场，成为中小企业的定价中心，抓住开发前海的机遇，改善集聚环境，作为香港国际金融中心的有机组成部分，共同打造港深金融圈。
[Abstract]:As the front position of China's reform and opening up, Shenzhen has produced many important financial innovations, such as the first stock exchange in China, the first securities company, the first joint-stock commercial bank held by the first enterprise, the first pilot venture capital, and so on. However, the strategic significance of Shenzhen in the whole country is not as great as in the past. It once competed with Shanghai for the status of national financial center. Later, the central government positioned Shanghai as an international financial center and vigorously developed Tianjin Binhai New area. At the same time, the transfer of a number of financial sector reform pilot right. Shenzhen, like Guangzhou, is now positioning itself as a regional financial centre and supporting Hong Kong's status as an international financial centre. In order to make Shenzhen stand out in the fierce competition of national financial center city and realize the harmonious development of differentiation, it is the important starting point of this research. Based on the theory of financial industry agglomeration, this paper carefully combs the development course of Shenzhen financial industry agglomeration since the reform and opening up; This paper makes a general comparison between the main cities in China and the major financial center cities in the world in terms of the concentration of financial industries in Shenzhen, and discusses in detail nine major subdivisions of the financial industry in Shenzhen today (banking, securities, insurance, futures, etc.). The development status of fund industry, venture capital industry, private equity investment industry, credit rating industry, credit guarantee industry and micro-loan industry; and the internal and external factors (internal cause: scale economy, information, innovation) affecting the financial industry agglomeration in Shenzhen, Economic demand; external causes: location, infrastructure, institution, human capital) are qualitatively and quantitatively analyzed; at the same time, the formation mode of Shenzhen financial industry agglomeration is discussed. Finally, the SWOT analysis of Shenzhen financial industry agglomeration is carried out. On the basis of this, the relationship between Shenzhen and Hong Kong, Shanghai, Beijing and Guangzhou is strategically positioned, and the corresponding development strategies are put forward. The financial industry agglomeration in Shenzhen is divided into three stages: the stage of entrepreneurial development, the period of transformation and adjustment, the period of deepening development, and the analysis of the degree of financial industry agglomeration of six major cities in China by principal component method. It is concluded that Shenzhen ranks third in the national ranking of financial industry concentration, and is slightly above the middle level in the ranking of global financial centers. Shenzhen has formed a multi-level capital market of the main board, the small and medium-sized enterprises market, the growth enterprise board, and the agency stock transfer system. In the analysis of the internal and external factors that promote the agglomeration of financial industry in Shenzhen, the role of innovation and infrastructure is not enough, which reflects that the financial innovation in Shenzhen is product-based and lack of platform innovation. To promote the agglomeration of financial enterprises in Shenzhen; its formation was promoted by both the government and the market. Shenzhen should vigorously develop the small capital market, become a pricing center for small and medium-sized enterprises, and seize the opportunity to develop the front sea. Improve agglomeration environment, as an integral part of Hong Kong international financial center, jointly create Hong Kong and Shenzhen financial circle.
【学位授予单位】：暨南大学
【学位级别】：硕士
【学位授予年份】：2012
【分类号】：F832.7

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