公募基金行业发展出路思考
发布时间：2019-02-23 15:14
【摘要】：本文首先分析了国内公募基金行业的基本概况，分析包括了历史和现在基本情况，说明国内基金行业取得了成就的同时也存在一些问题。 然后分析了成熟的美国基金行业一些发展情况，主要是对规模、产品数量、各类创新等做了探讨，分析了基金行业壮大的原因。为下文提出我国目前基金行业发展中出现的问题作对比和借鉴。 第三部分和第四部分是本文的重点，第三部分详细论述和分析了当前基金行业遇到的各种问题，从内部治理、外部环境、制度缺陷等大方面细分为若干项具体问题做了重点分析。这些问题当中客观反映了当前困扰行业发展的深沉次原因，，其中包括渠道发行不畅、人才缺失、契约型制度缺陷、利益输送等问题。 第四部分针对第三部分提出来的各类问题提出了建设性意见和建议，同时也参考了海外成熟的做法，考虑了国内行业发展的实际情况。 最后对本文做了总结。根据现有实际情况，对国内行业发展中需要做的一些变革提出了短期、中期和长期三个阶段需要重点解决的问题，有步骤有计划地实现行业的健康发展。
[Abstract]:This paper first analyzes the basic situation of the public offering fund industry in China, including the history and the present basic situation, which shows that the domestic fund industry has achieved some achievements, but also has some problems. Then it analyzes the development of mature American fund industry, mainly discusses the scale, the quantity of products, all kinds of innovation, and analyzes the reasons for the growth of the fund industry. This paper compares and draws lessons from the problems in the development of fund industry in China. The third part and the fourth part are the emphases of this paper. The third part discusses and analyzes the various problems encountered in the current fund industry, from the internal governance, the external environment, System defects and other major subdivision into a number of specific issues to focus on analysis. These problems objectively reflect the deep secondary reasons that currently beset the development of the industry, including the problems of poor distribution of channels, lack of talents, defects of contractual system, transmission of benefits, and so on. The fourth part puts forward constructive opinions and suggestions on various problems raised in the third part, and at the same time, makes reference to overseas mature practices and considers the actual situation of domestic industry development. Finally, this paper is summarized. According to the actual situation, the paper puts forward some problems that need to be solved in the short, medium and long term stages of the development of domestic industry, and realizes the healthy development of the industry step by step.
【学位授予单位】：上海交通大学
【学位级别】：硕士
【学位授予年份】：2012
【分类号】：F832.51
本文编号：2428948
[Abstract]:This paper first analyzes the basic situation of the public offering fund industry in China, including the history and the present basic situation, which shows that the domestic fund industry has achieved some achievements, but also has some problems. Then it analyzes the development of mature American fund industry, mainly discusses the scale, the quantity of products, all kinds of innovation, and analyzes the reasons for the growth of the fund industry. This paper compares and draws lessons from the problems in the development of fund industry in China. The third part and the fourth part are the emphases of this paper. The third part discusses and analyzes the various problems encountered in the current fund industry, from the internal governance, the external environment, System defects and other major subdivision into a number of specific issues to focus on analysis. These problems objectively reflect the deep secondary reasons that currently beset the development of the industry, including the problems of poor distribution of channels, lack of talents, defects of contractual system, transmission of benefits, and so on. The fourth part puts forward constructive opinions and suggestions on various problems raised in the third part, and at the same time, makes reference to overseas mature practices and considers the actual situation of domestic industry development. Finally, this paper is summarized. According to the actual situation, the paper puts forward some problems that need to be solved in the short, medium and long term stages of the development of domestic industry, and realizes the healthy development of the industry step by step.
【学位授予单位】：上海交通大学
【学位级别】：硕士
【学位授予年份】：2012
【分类号】：F832.51
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本文编号：2428948
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