亚投行贷款风险控制机制研究

发布时间：2018-01-06 02:25

本文关键词：亚投行贷款风险控制机制研究　出处：《外交学院》2017年硕士论文　论文类型：学位论文

【摘要】：亚洲基础设施投资银行(以下简称“亚投行”)作为继亚洲开发银行(以下简称“亚开行”)之后第二个亚洲区域内的多边开发机构,为区域内基础设施建设提供资金支持。由于亚洲地区经济发展迅速,但基础设施融资需求巨大,世界银行以及亚洲开发银行无法解决由此产生的资金缺口。为促进地区经济发展,实现区域经济互联互通,亚投行将初期融资重点集中于交通、能源、农村和城市基础设施、仓储配送等物流基础设施设备等。本文以亚投行贷款交易为研究视角,充分分析亚投行贷款交易中可能面临的风险,简述亚投行风险管理机制以及制度设计,并就现有的风险管理机制进行评价,最后提出相应的发展建议。本文包括导论、正文和结语三个主要部分,共四章。第一章在分析《亚洲基础设施投资银行协定》的基础上简要介绍亚投行成立的宗旨、职能以及法律性质,并就亚投行的业务模式进行简要介绍。第二章探讨亚投行贷款交易面临的风险。本文将贷款风险分为主权风险和非主权风险,其中非主权风险部分主要就信用风险、市场风险、流动性风险、操作风险的风险模式和产生情况予以分析,主权风险则通过主权风险以及司法管辖权不确定之风险进行论述,并就亚投行规定的贷款条件进行分析。第三章研读亚投行相关文本中的风险控制机制。风险管理框架文件总体陈述了亚投行贷前风险测量和评估以及贷后监测和控制方式,是具体项目风险管理的宏观指导性文件,风险管理框架文件与贷款条件相关文件从不同层面对亚投行贷款交易做出要求,实现风险的全面管理和控制。第四章在分析亚投行现有风险管理方式的基础上结合世界银行的经验对风险的法律管理提出建议。
[Abstract]:The Asian Infrastructure Investment Bank (AIIB) is the second multilateral development institution in the Asian region after the Asian Development Bank (ADB). Provide financial support for infrastructure development in the region. Due to the rapid economic development in Asia, however, the financing needs for infrastructure are enormous. The World Bank and the Asian Development Bank are unable to address the resulting funding gap. In order to promote regional economic development and achieve regional economic connectivity, the AIIB has focused its initial financing on transport and energy. Rural and urban infrastructure, warehousing and distribution and other logistics infrastructure equipment. This paper from the perspective of the AIIB loan transactions, fully analyze the risks that may be faced in the AIIB loan transactions. This paper briefly describes the risk management mechanism and institutional design of the AIIB, and evaluates the existing risk management mechanism, and finally puts forward corresponding development proposals. This paper includes three main parts: introduction, text and conclusion. Chapter 1 briefly introduces the purpose, functions and legal nature of the establishment of the AIIB on the basis of an analysis of the Agreement on Infrastructure Investment Bank in Asia. The second chapter discusses the risk faced by the AIIB loan transaction. This paper divides the loan risk into sovereign risk and non-sovereign risk. Among them the non-sovereign risk part mainly analyzes the credit risk, the market risk, the liquidity risk, the operation risk risk pattern and the production situation. Sovereign risk is discussed through the risk of sovereignty risk and uncertainty of jurisdiction. Chapter III examines the risk control mechanisms in the relevant AIIB texts. The risk management framework document provides an overview of the pre-loan risk measurement and assessment of the AIIB, as well as post-loan monitoring and monitoring. Control mode. It is the macro guidance document of specific project risk management. The risk management framework document and the relevant documents of loan conditions make the request to the AIIB loan transaction from different levels. Chapter 4th puts forward some suggestions on the legal management of risk based on the analysis of the existing risk management methods of the AIIB and the experience of the World Bank.
【学位授予单位】：外交学院
【学位级别】：硕士
【学位授予年份】：2017
【分类号】：F831.2

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